Oxford Lectures on Poetry

But there remain, says Hegel, many modern tragedies where we have to attribute the catastrophe not to any kind of justice, but to unhappy circumstances and outward accidents. And then we can only feel that the individual whose merely personal ends are thwarted by mere particular circumstances and chances, pays the penalty that awaits existence in a scene of contingency and finitude. Such a feeling cannot rise above sadness, and, if the hero is a noble soul, it may become the impression of a dreadful external necessity. This impression can be avoided only when circumstance and accident are so depicted that they are felt to coincide with something in the hero himself, so that he is not simply destroyed by an outward force. So it is with Hamlet. ‘This bank and shoal of time’ is too narrow for his soul, and the death that seems to fall on him by chance is also within him. And so in Romeo and Juliet we feel that the rose of a love so beautiful is too tender to bloom in the storm-swept valley of its birth. But such a feeling of reconciliation is still one of pain, an unhappy blessedness.34 And if the situation displayed in a drama is of such a kind that we feel the issue to depend simply on the turn the dramatist may choose to give to the course of events, we are fully justified in our preference for a happy ending.

In this last remark (or rather in the pages misrepresented by it) Hegel, of course, is not criticising Shakespeare. He is objecting to the destiny-dramas of his own time, and to the fashionable indulgence in sentimental melancholy. Strongly as he asserted the essential function of negation throughout the universe, the affirmative power of the spirit, even in its profoundest divisions, was for him the deepest truth and the most inspiring theme. And one may see this even in his references to Shakespeare. He appreciated Shakespeare’s representation of extreme forms of evil, but, even if he was fully satisfied of its justification, his personal preference lay in another direction, and while I do not doubt that he thought Hamlet a greater work than Iphigenie, I suspect he loved Goethe’s play the best.

Most of those who have thought about this subject will agree that the ideas I have tried to sketch are interesting and valuable; but they suggest scores of questions. Alike in the account of tragedy in general, and in that of the differences between ancient and modern tragedy, everyone will find statements to doubt and omissions to regret; and scarcely one of Hegel’s interpretations of particular plays will escape objection. It is impossible for me to touch on more than a few points; and to the main ideas I owe so much that I am more inclined to dwell on their truth than to criticise what seem to be defects. But perhaps after all an attempt to supplement and amend may be the best way of throwing some part of Hegel’s meaning more into relief. And I will begin with the attempt to supplement.

He seems to be right in laying emphasis on the action and conflict in tragedy rather than on the suffering and misfortune. No mere suffering or misfortune, no suffering that does not spring in great part from human agency, and in some degree from the agency of the sufferer, is tragic, however pitiful or dreadful it may be. But, sufficient connection with these agencies being present, misfortune, the fall from prosperity to adversity, with the suffering attending it, at once becomes tragic; and in many tragedies it forms a large ingredient, as does the pity for it in the tragic feeling. Hegel, I think, certainly takes too little notice of it; and by this omission he also withdraws attention from something the importance of which he would have admitted at once; I mean the way in which suffering is borne. Physical pain, to take an extreme instance, is one thing: Philoctetes, bearing it, is another. And the noble endurance of pain that rends the heart is the source of much that is best worth having in tragedy.

Again, there is one particular kind of misfortune not obviously due to human agency, which undoubtedly may affect us in a tragic way. I mean that kind which suggests the idea of fate. Tragedies which represent man as the mere plaything of chance or a blank fate or a malicious fate, are never really deep: it is satisfactory to see that Maeterlinck, a man of true genius, has now risen above these ideas. But, where those factors of tragedy are present which Hegel emphasises, the impression of something fateful in what we call accident, the impression that the hero not only invites misfortune by his exceptional stature and exceptional daring, but is also, if I may so put it, strangely and terribly unlucky, is in many plays a genuine ingredient in tragic effect. It is so, for example, in the Oedipus Tyrannus. It is so even in dramas like Shakespeare’s, which exemplify the saying that character is destiny. Hegel’s own reference to the prominence of accident in the plot of Hamlet proves it. Othello would not have become Iago’s victim if his own character had been different; but still, as we say, it is an extraordinary fatality which makes him the companion of the one man in the world who is at once able enough, brave enough, and vile enough to ensnare him. In the Antigone itself, and in the very catastrophe of it, accident plays its part: we can hardly say that it depends solely on the characters of Creon and Antigone that the one yields just too late to save the life of the other. Now, it may be said with truth that Hegel’s whole account of the ultimate power in tragedy is a rationalisation of the idea of fate, but his remarks on this particular aspect of fate are neither sufficient nor satisfactory.

His insistence on the need for some element of reconciliation in a tragic catastrophe, and his remarks on the various forms it assumes, have the greatest value; but one result of the omissions just noticed is that he sometimes exaggerates it, and at other times rates it too low. When he is speaking of the kind of tragedy he most approves, his language almost suggests that our feeling at the close of the conflict is, or should be, one of complete reconciliation. This it surely neither is nor can be. Not to mention the suffering and death we have witnessed, the very existence of the conflict, even if a supreme ethical power is felt to be asserted in its close, remains a painful fact, and, in large measure, a fact not understood. For, though we may be said to see, in one sense, how the opposition of spiritual powers arises, something in us, and that the best, still cries out against it. And even the perception or belief that it must needs be that offences come would not abolish our feeling that the necessity is terrible, or our pain in the woe of the guilty and the innocent. Nay, one may conjecture, the feeling and the pain would not vanish if we fully understood that the conflict and catastrophe were by a rational necessity involved in the divine and eternally accomplished purpose of the world. But this exaggeration in Hegel’s language, if partly due to his enthusiasm for the affirmative, may be mainly, like some other defects, an accident of lecturing. In the Philosophy of Religion, I may add, he plainly states that in the solution even of tragedies like the Antigone something remains unresolved (ii. 135).

On the other hand, his treatment of the aspect of reconciliation in modern tragedy is in several respects insufficient. I will mention only one. He does not notice that in the conclusion of not a few tragedies pain is mingled not merely with acquiescence, but with something like exultation. Is there not such a feeling at the close of Hamlet, Othello, and King Lear; and that although the end in the last two cases touches the limit of legitimate pathos? This exultation appears to be connected with our sense that the hero has never shown himself so great or noble as in the death which seals his failure. A rush of passionate admiration, and a glory in the greatness of the soul, mingle with our grief; and the coming of death, so far from destroying these feelings, appears to leave them untouched, or even to be entirely in harmony with them. If in such dramas we may be said to feel that the ultimate power is no mere fate, but a spiritual power, then we also feel that the hero was never so near to this power as in the moment when it required his life.

The last omission I would notice in Hegel’s theory is that he underrates the action in tragedy of what may be called by a rough distinction moral evil rather than defect. Certainly the part played by evil differs greatly in different cases, but it is never absent, not even from tragedies of Hegel’s favourite type. If it does not appear in the main conflict, it appears in its occasion. You may say that, while Iago and Macbeth have evil purposes, neither the act of Orestes nor the vengeance of the Furies, neither Antigone’s breach of the edict nor even Creon’s insistence on her punishment, springs from evil in them; but the situation with which Orestes or Antigone has to deal, and so in a sense the whole tragedy, arises from evil, the murder of Agamemnon, and the attempt of Polyneices to bring ruin on his native city. In fact, if we confine the title ‘tragedy’ to plays ending with a catastrophe, it will be found difficult to name great tragedies, ancient or modern, in which evil has not directly or indirectly a prominent part. And its presence has an important bearing on the effect produced by the catastrophe. On the one hand, it deepens the sense of painful awe. The question why affirmative spiritual forces should collide is hard enough; but the question why, together with them, there should be generated violent evil and extreme depravity is harder and more painful still. But, on the other hand, the element of reconciliation in the catastrophe is strengthened by recognition of the part played by evil in bringing it about; because our sense that the ultimate power cannot endure the presence of such evil is implicitly the sense that this power is at least more closely allied with good. If it rejects the exaggerated claims of its own isolated powers, that which provokes from it a much more vehement reaction must be still more alien to its nature. This feeling is forcibly evoked by Shakespeare’s tragedies, and in many Greek dramas it is directly appealed to by repeated reminders that what is at work in the disasters is the unsleeping Ate which follows an ancestral sin. If Aristotle did not in some lost part of the Poetics discuss ideas like this, he failed to give a complete rationale of Greek tragedy.

I come lastly to the matter I have most at heart. What I take to be the central idea in Hegel’s theory seems to me to touch the essence of tragedy. And I will not assert that his own statement of it fails to cover the whole field of instances. For he does not teach, as he is often said to do, that tragedy portrays only the conflict of such ethical powers as the family and the state. He adds to these, as we have seen, others, such as love and honour, together with various universal ends; and it may even be maintained that he has provided in his general statement for those numerous cases where, according to himself, no substantial or universal ends collide, but the interest is centred on ‘personalities.’ Nevertheless, when these cases come to be considered more fully – and, in Hegel’s view, they are the most characteristically modern cases – we are not satisfied. They naturally tend to appear as declensions from the more ideal ancient form; for how can a personality which represents only itself claim the interest of one which represents something universal? And further, they are sometimes described in a manner which strikes the reader, let us say, of Shakespeare, as both insufficient and misleading. Without raising, then, unprofitable questions about the comparative merits of ancient and modern tragedy, I should like to propose a restatement of Hegel’s general principle which would make it more obviously apply to both.

If we omit all reference to ethical or substantial powers and interests, what have we left? We have the more general idea – to use again a formula not Hegel’s own – that tragedy portrays a self-division and self-waste of spirit, or a division of spirit involving conflict and waste. It is implied in this that on both sides in the conflict there is a spiritual value. The same idea may be expressed (again, I think, not in Hegel’s own words) by saying that the tragic conflict is one not merely of good with evil, but also, and more essentially, of good with good. Only, in saying this, we must be careful to observe that ‘good’ here means anything that has spiritual value, not moral goodness alone,35 and that ‘evil’ has a similarly wide sense.

Now this idea of a division of spirit involving conflict and waste covers the tragedies of ethical and other universal powers, and it covers much besides. According to it the collision of such powers would be one kind of tragic collision, but only one. Why are we tragically moved by the conflict of family and state? Because we set a high value on family and state. Why then should not the conflict of anything else that has sufficient value affect us tragically? It does. The value must be sufficient – a moderate value will not serve; and other characteristics must be present which need not be considered here. But, granted these conditions, any spiritual conflict involving spiritual waste is tragic. And it is just one greatness of modern art that it has shown the tragic fact in situations of so many and such diverse kinds. These situations have not the peculiar effectiveness of the conflicts preferred by Hegel, but they may have an equal effectiveness peculiar to themselves.

Let me attempt to test these ideas by choosing a most unfavourable instance – unfavourable because the play seems at first to represent a conflict simply of good and evil, and so, according both to Hegel’s statement and the proposed restatement, to be no tragedy at all: I mean Macbeth. What is the conflict here? It will be agreed that it does not lie between two ethical powers or universal ends, and that, as Hegel says, the main interest is in personalities. Let us take it first, then, to lie between Macbeth and the persons opposing him, and let us ask whether there is not spiritual value or good on both sides – not an equal amount of good (that is not necessary), but enough good on each to give the impression of spiritual waste. Is there not such good in Macbeth? It is not a question merely of moral goodness, but of good. It is not a question of the use made of good, but of its presence. And such bravery and skill in war as win the enthusiasm of everyone about him; such an imagination as few but poets possess; a conscience so vivid that his deed is to him beforehand a thing of terror, and, once done, condemns him to that torture of the mind on which he lies in restless ecstasy; a determination so tremendous and a courage so appalling that, for all this torment, he never dreams of turning back, but, even when he has found that life is a tale full of sound and fury, signifying nothing, will tell it out to the end though earth and heaven and hell are leagued against him; are not these things, in themselves, good, and gloriously good? Do they not make you, for all your horror, admire Macbeth, sympathise with his agony, pity him, and see in him the waste of forces on which you place a spiritual value? It is simply on this account that he is for you, not the abstraction called a criminal who merely ‘gets what he deserves’ (art, like religion, knows no such thing), but a tragic hero, and that his war with other forces of indubitable spiritual worth is a tragic war.36

It is required by the restatement of Hegel’s principle to show that in the external conflict of persons there is good on both sides. It is not required that this should be true, secondly, of both sides in the conflict within the hero’s soul; for the hero is only a part of the tragedy. Nevertheless in almost all cases, if not in all, it is true. It is obviously so where, as in the hero and also the heroine of the Cid, the contending powers in this internal struggle are love and honour. Even when love is of a quality less pure and has a destructive force, as in Shakespeare’s Antony, it is clearly true. And it remains true even where, as in Hamlet and Macbeth, the contest seems to lie, and for most purposes might conveniently be said to lie, between forces simply good and simply the reverse. This is not really so, and the tragic effect depends upon the fact. It depends on our feeling that the elements in the man’s nature are so inextricably blended that the good in him, that which we admire, instead of simply opposing the evil, reinforces it. Macbeth’s imagination deters him from murder, but it also makes the vision of a crown irresistibly bright. If he had been less determined, nay, if his conscience had been less maddening in its insistence that he had thrown the precious jewel of his soul irretrievably away, he might have paused after his first deed, might even have repented. Yet his imagination, his determination, and his conscience were things good. Hamlet’s desire to do his duty is a good thing, but what opposes this desire is by no means simply evil. It is something to which a substantial contribution is made by the qualities we most admire in him. Thus the nature of tragedy, as seen in the external conflict, repeats itself on each side of this conflict, and everywhere there is a spiritual value in both the contending forces.

In showing that Macbeth, a tragedy as far removed as possible from the Antigone as understood by Hegel, is still of one nature with it, and equally answers to the account of tragedy proposed, it has been necessary to ignore the great difference between the two plays. But when once the common essence of all tragedies has been determined, their differences become the interesting subject. They could be distinguished according to the character of the collisions on which they are built, or of the main forces which move the principal agents. And it may well be that, other things being equal (as they never are), the tragedy in which the hero is, as we say, a good man, is more tragic than that in which he is, as we say, a bad one. The more spiritual value, the more tragedy in conflict and waste. The death of Hamlet or Othello is, so far, more tragic than that of Macbeth, that of Macbeth than that of Richard. Below Richard stands Iago, a figure still tragic, but unfit for the hero’s part; below him persons like Regan or, in the very depth, Oswald, characters no longer (at least in the dramatic sense) tragic at all. Moral evil, that is to say, so greatly diminishes the spiritual value we ascribe to the personality that a very large amount of good of some kind is required to bring this personality up to the tragic level, the destruction of evil as such being in no degree tragic. And again, it may well be that, other things being equal, the more nearly the contending forces approach each other in goodness, the more tragic is the conflict; that the collision is, so far, more tragic in the Antigone than in Macbeth, and Hamlet’s internal conflict than his struggle with outward enemies and obstacles. But it is dangerous to describe tragedy in terms that even appear to exclude Macbeth, or to describe Macbeth, even casually or by implication, in terms which imply that it portrays a conflict of mere evil with mere good.

The restatement of Hegel’s main principle as to the conflict would involve a similar restatement as to the catastrophe (for we need not consider here those ‘tragedies’ which end with a solution). As before, we must avoid any reference to ethical or universal ends, or to the work of ‘justice’ in the catastrophe. We might then simply say that, as the tragic action portrays a self-division or intestinal conflict of spirit, so the catastrophe displays the violent annulling of this division or conflict. But this statement, which might be pretty generally accepted, would represent only half of Hegel’s idea, and perhaps nothing of what is most characteristic and valuable in it. For the catastrophe (if I may put his idea in my own way) has two aspects, a negative and an affirmative, and we have ignored the latter. On the one hand it is the act of a power immeasurably superior to that of the conflicting agents, a power which is irresistible and unescapable, and which overbears and negates whatever is incompatible with it. So far, it may be called, in relation to the conflicting agents,37 necessity or fate; and unless a catastrophe affects us in ways corresponding with this aspect it is not truly tragic. But then if this were all and this necessity were merely infinite, characterless, external force, the catastrophe would not only terrify (as it should), it would also horrify, depress, or at best provoke indignation or rebellion; and these are not tragic feelings. The catastrophe, then, must have a second and affirmative aspect, which is the source of our feelings of reconciliation, whatever form they may assume. And this will be taken into account if we describe the catastrophe as the violent self-restitution of the divided spiritual unity. The necessity which acts and negates in it, that is to say, is yet of one substance with both the agents. It is divided against itself in them; they are its conflicting forces; and in restoring its unity through negation it affirms them, so far as they are compatible with that unity. The qualification is essential, since the hero, for all his affinity with that power, is, as the living man we see before us, not so compatible. He must die, and his union with ‘eternal justice’ (which is more than ‘justice’) must itself be ‘eternal’ or ideal. But the qualification does not abolish what it qualifies. This is no occasion to ask how in particular, and in what various ways in various works, we feel the effect of this affirmative aspect in the catastrophe. But it corresponds at least with that strange double impression which is produced by the hero’s death. He dies, and our hearts die with him; and yet his death matters nothing to us, or we even exult. He is dead; and he has no more to do with death than the power which killed him and with which he is one.

I leave it to students of Hegel to ask whether he would have accepted the criticisms and modifications I have suggested. Naturally I think he would, as I believe they rest on truth, and am sure he had a habit of arriving at truth. But in any case their importance is trifling, compared with that of the theory which they attempt to strengthen and to which they owe their existence.

1901.

NOTE

Why did Hegel, in his lectures on Aesthetics, so treat of tragedy as to suggest the idea that the kind of tragedy which he personally preferred (let us for the sake of brevity call it ‘ancient’) is also the most adequate embodiment of the idea of tragedy? This question can be answered, I think, only conjecturally, but some remarks on it may have an interest for readers of Hegel (they are too brief to be of use to others).

One answer might be this. Hegel did not really hold that idea. But he was lecturing, not writing a book. He thought the principle of tragedy was more clearly and readily visible in ancient works than in modern; and so, for purposes of exposition, he emphasised the ancient form. And this fact, with his personal enthusiasm for certain Greek plays, leads the reader of the Aesthetik to misconstrue him.

Again, we must remember the facts of Hegel’s life. He seems first to have reflected on tragedy at a time when his enthusiasm for the Greeks and their ‘substantial’ ethics was combined, not only with a contemptuous dislike for much modern ‘subjectivity’ (this he never ceased to feel), but with a certain hostility to the individualism and the un-political character of Christian morality. His first view of tragedy was thus, in effect, a theory of Aeschylean and Sophoclean tragedy; and it appears in the early essay on Naturrecht and more fully in the Phaenomenologie. Perhaps, then, when he came to deal with the subject more generally, he insensibly regarded the ancient form as the typical form, and tended to treat the modern rather as a modification of this type than as an alternative embodiment of the general idea of tragedy. The note in the Rechtsphilosophie (p. 196) perhaps favours this idea.

But, whether it is correct or no, I believe that the impression produced by the Aesthetik is a true one, and that Hegel did deliberately consider the ancient form the more satisfactory. It would not follow, of course, from that opinion that he thought the advantage was all on one side, or considered this or that ancient poet greater than this or that modern, or wished that modern poets had tried to write tragedies of the Greek type. Tragedy would, in his view, be in somewhat the same position as Sculpture. Renaissance sculpture, he might say, has qualities in which it is superior to Greek, and Michael Angelo may have been as great an artist as Pheidias; but all the same for certain reasons Greek sculpture is, and probably will remain, sculpture par excellence. So, though not to the same extent, with tragedy.