Oxford Lectures on Poetry

Within an hour I could attempt no more than an outline of our subject. That is inevitable; and so is another defect, which I regret more. In analysing any kind of aesthetic experience we have to begin by disentangling the threads that meet in it; and when we can only make a beginning, no time is left for the further task of showing how they are interwoven. We distinguish, for example, one kind of sublimity from another, and we must do so; but in the actual experience, the single instance, these kinds often melt together. I take one case of this. Trying to overlook the field in which sublimity appears, we say that there is a sublimity of inorganic things, and of things vital, and of things spiritual, and that these kinds differ. And this is true; and perhaps it is also true that sometimes we experience one of these kinds, so to say, quite pure and unmixed with others. But it is not always, perhaps not usually so. More frequently kind mingles with kind, and we mutilate the experience when we name it after one of them. In life the imagination, touched at one point, tingles all over and responds at all points. It is offered an impression of physical or vital greatness, but at once it brings from the other end of its world reminiscences of quite another order, and fuses the impression with them. Or an appeal is made to the sense of spiritual greatness, but there rises before the imagination a vision with the outlines and hues of material Nature. Offer it a sunset – a mere collection of coloured lines and spots – and they become to it regrets and hopes and longings too deep for tears. Tell it of souls made perfect in bliss, and it sees an immeasurable rose, or city-walls that flash with the light of all the gems on earth. The truth that a sparrow and a mountain are different, and that Socrates is not Satan, interests it but little. What it cares for is the truth that, when they are sublime, they are all the same; for each becomes infinite, and it feels in each its own infinity.

1903.

NOTES 27

I add here a few remarks on some points which it was not convenient to discuss in the lecture.

1. We have seen that in the apprehension of sublimity we do not always employ comparison or attempt to measure. To feel a thing overwhelmingly great it is not necessary to have before the mind either the idea of something less great, or any standard of greatness. To argue that this must be necessary because ‘great’ means nothing except as opposed to ‘small,’ is like arguing that I cannot have a perception of pride without thinking of humility.

This point seems to me quite clear. But a question remains. If we go below consciousness, what is it that happens in us? The apprehension of sublimity implies that we have received an exceedingly strong impression. This as a matter of fact must mean an impression very much stronger than something else; and this something else must be, so to say, a standard with which the impression is unconsciously compared. What then is it?

Stated in the most general terms, it must apparently be the usual or average strength of impressions.

But this unconscious standard takes particular concrete forms in various classes of cases. Not seldom it seems to be our sense of our own power or of average human power. This is especially so where the thing felt to be sublime is, in the relevant respect, in eodem genere with ourselves. A sublime lion, for example, is immensely superior to us, or to the average man, in muscular force and so in dangerousness, Tourgénieff’s sparrow in courage and love, a god in all sorts of ways. And the use of this unconscious standard is probably the reason of the fact, noted in the lecture, that it is difficult to feel sublimity, as regards vital force, in a creature smaller than ourselves.

But this is not the only standard. A sublime lion is not only immensely stronger than we are, but is generally also exceptional among lions; and so with a sublime tree or bridge or thunderstorm. So that we seem also to use as unconscious standard the idea of the average of the kind to which the thing belongs. An average thunderstorm hardly seems sublime, and yet it is overwhelmingly superior to us in power.28

What, again, is the psychical machinery employed when we attempt to measure the shoreless sea, or time, and find them immeasurable? Is there any standard of the ‘usual’ here? I will leave this question to more skilled psychologists than myself.

2. Since the impression produced by sublimity is one of very exceptional strength, we are not able to feel it continuously for long, though we can repeat it after a pause. In this the sublime differs from the ‘beautiful,’ on which we like to dwell after our first surprise is over. A tragedy or symphony that was sublime from beginning to end could not be so experienced. Living among mountains, we feel their beauty more or less constantly, their sublimity only by flashes.

3. If our account of the impression produced by sublimity is true, why should not any sensation whatever produce this impression merely by gaining extraordinary strength? It seems to me it would, supposing at its normal strength it conformed to the general requirements of aesthetic experience, and supposing the requisite accession of strength did not remove this conformity. But this, in one respect at least, it would do. It would make the light, sound, smell, physiologically painful, and we should feel it as painful or even dangerous. We find this in the case of lightning. If it is to be felt as aesthetic it must not pass a certain degree of brightness; or, as we sometimes say, it must not be too ‘near.’

HEGEL’S THEORY OF TRAGEDY 29

Since Aristotle dealt with tragedy, and, as usual, drew the main features of his subject with those sure and simple strokes which no later hand has rivalled, the only philosopher who has treated it in a manner both original and searching is Hegel. I propose here to give a sketch of Hegel’s theory, and to add some remarks upon it. But I cannot possibly do justice in a sketch to a theory which fills many pages of the Aesthetik; which I must tear from its connections with the author’s general view of poetry, and with the rest of his philosophy30; and which I must try to exhibit as far as possible in the language of ordinary literature. To estimate this theory, therefore, from my sketch would be neither safe nor just – all the more because, in the interest of immediate clearness, I have not scrupled to insert without warning various remarks and illustrations for which Hegel is not responsible.

On certain characteristics of tragedy the briefest reminder will suffice. A large part of the nature of this form of drama is common to the drama in all its forms; and of this nothing need be said. It will be agreed, further, that in all tragedy there is some sort of collision or conflict – conflict of feelings, modes of thought, desires, wills, purposes; conflict of persons with one another, or with circumstances, or with themselves; one, several, or all of these kinds of conflict, as the case may be. Again, it may be taken for granted that a tragedy is a story of unhappiness or suffering, and excites such feelings as pity and fear. To this, if we followed the present usage of the term, we should add that the story of unhappiness must have an unhappy end; by which we mean in effect that the conflict must close with the death of one or more of the principal characters. But this usage of the word ‘tragedy’ is comparatively recent; it leaves us without a name for many plays, in many languages, which deal with unhappiness without ending unhappily; and Hegel takes the word in its older and wider sense.

Passing on from these admitted characteristics of tragedy, we may best approach Hegel’s peculiar view by observing that he lays particular stress on one of them. That a tragedy is a story of suffering is probably to many people the most obvious fact about it. Hegel says very little of this; partly, perhaps, because it is obvious, but more because the essential point to him is not the suffering but its cause, namely, the action or conflict. Mere suffering, he would say, is not tragic, but only the suffering that comes of a special kind of action. Pity for mere misfortune, like fear of it, is not tragic pity or fear. These are due to the spectacle of the conflict and its attendant suffering, which do not appeal simply to our sensibilities or our instinct of self-preservation, but also to our deeper mind or spirit (Geist, a word which, with its adjective, I shall translate ‘spirit,’ ‘spiritual,’ because our words ‘mind’ and ‘mental’ suggest something merely intellectual).

The reason why the tragic conflict thus appeals to the spirit is that it is itself a conflict of the spirit. It is a conflict, that is to say, between powers that rule the world of man’s will and action – his ‘ethical substance.’ The family and the state, the bond of parent and child, of brother and sister, of husband and wife, of citizen and ruler, or citizen and citizen, with the obligations and feelings appropriate to these bonds; and again the powers of personal love and honour, or of devotion to a great cause or an ideal interest like religion or science or some kind of social welfare – such are the forces exhibited in tragic action; not indeed alone, not without others less affirmative and perhaps even evil, but still in preponderating mass. And as they form the substance of man, are common to all civilised men, and are acknowledged as powers rightfully claiming human allegiance, their exhibition in tragedy has that interest, at once deep and universal, which is essential to a great work of art.

In many a work of art, in many a statue, picture, tale, or song, such powers are shown in solitary peace or harmonious co-operation. Tragedy shows them in collision. Their nature is divine, and in religion they appear as gods; but, as seen in the world of tragic action, they have left the repose of Olympus, have entered into human wills, and now meet as foes. And this spectacle, if sublime, is also terrible. The essentially tragic fact is the self-division and intestinal warfare of the ethical substance, not so much the war of good with evil as the war of good with good. Two of these isolated powers face each other, making incompatible demands. The family claims what the state refuses, love requires what honour forbids. The competing forces are both in themselves rightful, and so far the claim of each is equally justified; but the right of each is pushed into a wrong, because it ignores the right of the other, and demands that absolute sway which belongs to neither alone, but to the whole of which each is but a part.

And one reason why this happens lies in the nature of the characters through whom these claims are made. It is the nature of the tragic hero, at once his greatness and his doom, that he knows no shrinking or half-heartedness, but identifies himself wholly with the power that moves him, and will admit the justification of no other power. However varied and rich his inner life and character may be, in the conflict it is all concentrated in one point. Antigone is the determination to do her duty to her dead brother; Romeo is not a son or a citizen as well as a lover, he is lover pure and simple, and his love is the whole of him.

The end of the tragic conflict is the denial of both the exclusive claims. It is not the work of chance or blank fate; it is the act of the ethical substance itself, asserting its absoluteness against the excessive pretensions of its particular powers. In that sense, as proceeding from an absolute right which cancels claims based on right but pushed into wrong, it may be called the act of ‘eternal justice.’ Sometimes it can end the conflict peacefully, and the tragedy closes with a solution. Appearing as a divine being, the spiritual unity reconciles by some adjustment the claims of the contending powers (Eumenides); or at its bidding one of them softens its demand (Philoctetes); or again, as in the more beautiful solution of the Oedipus Coloneus, the hero by his own self-condemnation and inward purification reconciles himself with the supreme justice, and is accepted by it. But sometimes the quarrel is pressed to extremes; the denial of the one-sided claims involves the death of one or more of the persons concerned; and we have a catastrophe. The ultimate power thus appears as a destructive force. Yet even here, as Hegel insists, the end is not without an aspect of reconciliation. For that which is denied is not the rightful powers with which the combatants have identified themselves. On the contrary, those powers, and with them the only thing for which the combatants cared, are affirmed. What is denied is the exclusive and therefore wrongful assertion of their right.

Such in outline is Hegel’s main view. It may be illustrated more fully by two examples, favourites of his, taken from Aeschylus and Sophocles. Clytemnestra has murdered Agamemnon, her husband and king. Orestes, their son, is impelled by filial piety to avenge his father, and is ordered by Apollo to do so. But to kill a mother is to sin against filial piety. The spiritual substance is divided against itself. The sacred bond of father and son demands what the equally sacred bond of son and mother forbids. When, therefore, Orestes has done the deed, the Furies of his murdered mother claim him for their prey. He appeals to Apollo, who resists their claim. A solution is arrived at without a catastrophe. The cause is referred to Athene, who institutes at Athens a court of sworn judges. The votes of this court being equally divided, Athene gives her casting-vote for Orestes; while the Furies are at last appeased by a promise of everlasting honour at Athens.

In the Antigone, on the other hand, to Hegel the ‘perfect exemplar of tragedy,’ the solution is negative. The brother of Antigone has brought against his native city an army of foreigners bent on destroying it. He has been killed in the battle, and Creon, the ruler of the city, has issued an edict forbidding anyone on pain of death to bury the corpse. In so doing he not only dishonours the dead man, but violates the rights of the gods of the dead. Antigone without hesitation disobeys the edict, and Creon, despite the remonstrance of his son, who is affianced to her, persists in exacting the penalty. Warned by the prophet Teiresias, he gives way, but too late. Antigone, immured in a rocky chamber to starve, has anticipated her death. Her lover follows her example, and his mother refuses to survive him. Thus Antigone has lost her life through her absolute assertion of the family against the state; Creon has violated the sanctity of the family, and in return sees his own home laid in ruins. But in this catastrophe neither the right of the family nor that of the state is denied; what is denied is the absoluteness of the claim of each.

The danger of illustrations like these is that they divert attention from the principle illustrated to questions about the interpretation of particular works. So it will be here. I cannot stay to discuss these questions, which do not affect Hegel’s principle; but it will be well, before going further, to remove a misunderstanding of it which is generally to be found in criticisms of his treatment of the Eumenides and the Antigone. The main objection may be put thus: ‘Hegel talks of equally justified powers or claims. But Aeschylus never meant that Orestes and the Furies were equally justified; for Orestes was acquitted. Nor did Sophocles mean that Antigone and Creon were equally right. And how can it have been equally the duty of Orestes to kill his mother and not to kill her?’ But, in the first place, it is most important to observe that Hegel is not discussing at all what we should generally call the moral quality of the acts and persons concerned, or, in the ordinary sense, what it was their duty to do. And, in the second place, when he speaks of ‘equally justified’ powers, what he means, and, indeed, sometimes says, is that these powers are in themselves equally justified. The family and the state, the bond of father and son, the bond of mother and son, the bond of citizenship, these are each and all, one as much as another, powers rightfully claiming human allegiance. It is tragic that observance of one should involve the violation of another. These are Hegel’s propositions, and surely they are true. Their truth is quite unaffected by the fact (assuming it is one) that in the circumstances the act combining this observance of one and violation of another was morally right, or by the fact (if so it is) that one such act (say Antigone’s) was morally right, and another (say Creon’s) was morally wrong. It is sufficient for Hegel’s principle that the violation should take place, and that we should feel its weight. We do feel it. We may approve the act of Antigone or Orestes, but in approving it we still feel that it is no light matter to disobey the law or to murder a mother, that (as we might say) there is much justice in the pleas of the Furies and of Creon, and that the tragic effect depends upon these facts. If, again, it is objected that the underlying conflict in the Antigone is not between the family and the state, but between divine and human law, that objection, if sound, might touch Hegel’s interpretation,31 but it would not affect his principle, except for those who recognise no obligation in human law; and it will scarcely be contended that Sophocles is to be numbered among them. On the other hand, it is, I think, a matter for regret that Hegel employed such words as ‘right,’ ‘justified,’ and ‘justice.’ They do not mislead readers familiar with his writings, but to others they suggest associations with criminal law, or our everyday moral judgments, or perhaps the theory of ‘poetic justice’; and these are all out of place in a discussion on tragedy.

Having determined in outline the idea or principle of tragedy, Hegel proceeds to give an account of some differences between ancient and modern works. In the limited time at our disposal we shall do best to confine ourselves to a selection from his remarks on the latter. For in speaking of ancient tragedy Hegel, who finds something modern in Euripides, makes accordingly but little use of him for purposes of contrast, while his main point of view as to Aeschylus and Sophocles has already appeared in the illustrations we have given of the general principle. I will only add, by way of preface, that the pages about to be summarised leave on one, rightly or wrongly, the impression that to his mind the principle is more adequately realised in the best classical tragedies than in modern works. But the question whether this really was his deliberate opinion would detain us too long from weightier matters.32

Hegel considers first the cases where modern tragedy resembles ancient in dealing with conflicts arising from the pursuit of ends which may be called substantial or objective and not merely personal. And he points out that modern tragedy here shows a much greater variety. Subjects are taken, for example, from the quarrels of dynasties, of rivals for the throne, of kings and nobles, of state and church. Calderon shows the conflict of love and honour regarded as powers imposing obligations. Schiller in his early works makes his characters defend the rights of nature against convention, or of freedom of thought against prescription – rights in their essence universal. Wallenstein aims at the unity and peace of Germany; Karl Moor attacks the whole arrangement of society; Faust seeks to attain in thought and action union with the Absolute. In such cases the end is more than personal; it represents a power claiming the allegiance of the individual; but, on the other hand, it does not always or generally represent a great ethical institution or bond like the family or the state. We have passed into a wider world.

But, secondly, he observes, in regard to modern tragedy, that in a larger number of instances such public or universal interests either do not appear at all, or, if they appear, are scarcely more than a background for the real subject. The real subject, the impelling end or passion, and the ensuing conflict, is personal, – these particular characters with their struggle and their fate. The importance given to subjectivity – this is the distinctive mark of modern sentiment, and so of modern art; and such tragedies bear its impress. A part at least of Hegel’s meaning may be illustrated thus. We are interested in the personality of Orestes or Antigone, but chiefly as it shows itself in one aspect, as identifying itself with a certain ethical relation; and our interest in the personality is inseparable and indistinguishable from our interest in the power it represents. This is not so with Hamlet, whose position so closely resembles that of Orestes. What engrosses our attention is the whole personality of Hamlet in his conflict, not with an opposing spiritual power, but with circumstances and, still more, with difficulties in his own nature. No one could think of describing Othello as the representative of an ethical family relation. His passion, however much nobility he may show in it, is personal. So is Romeo’s love. It is not pursued, like Posa’s freedom of thought, as something universal, a right of man. Its right, if it could occur to us to use the term at all, is Romeo’s right.

On this main characteristic of modern tragedy others depend. For instance, that variety of subject to which reference has just been made depends on it. For when so much weight is attached to personality, almost any fatal collision in which a sufficiently striking character is involved may yield material for tragedy. Naturally, again, characterisation has become fuller and more subtle, except in dramas which are more or less an imitation of the antique. The characters in Greek tragedy are far from being types or personified abstractions, as those of classical French tragedy tend to be: they are genuine individuals. But still they are comparatively simple and easy to understand, and have not the intricacy of the characters in Shakespeare. These, for the most part, represent simply themselves; and the loss of that interest which attached to the Greek characters from their identification with an ethical power, is compensated by an extraordinary subtlety in their portrayal, and also by their possession of some peculiar charm or some commanding superiority. Finally, the interest in personality explains the freedom with which characters more or less definitely evil are introduced in modern tragedy. Mephistopheles is as essentially modern as Faust. The passion of Richard or Macbeth is not only personal, like that of Othello; it is egoistic and anarchic, and leads to crimes done with a full knowledge of their wickedness; but to the modern mind the greatness of the personality justifies its appearance in the position of hero. Such beings as Iago and Goneril, almost portents of evil, are not indeed made the heroes of tragedies; but, according to Hegel, they would not have been admitted in Greek tragedy at all. If Clytemnestra had been cited in objection as a parallel to Lady Macbeth, he would have replied that Lady Macbeth had not the faintest ground of complaint against Duncan, while in reading the Agamemnon we are frequently reminded that Clytemnestra’s husband was the sacrificer of their child. He might have added that Clytemnestra is herself an example of the necessity, where one of the principal characters inspires hatred or horror, of increasing the subtlety of the drawing or adding grandeur to the evil will.

It remains to compare ancient and modern tragedy in regard to the issue of the conflict. We have seen that Hegel attributes this issue in the former to the ethical substance or eternal justice, and so accounts for such reconciliation as we feel to be present even where the end is a catastrophe. Now, in the catastrophe of modern tragedy, he says, a certain justice is sometimes felt to be present; but even then it differs from the antique justice. It is in some cases more ‘abstract’: the end pursued by the hero, though it is not egoistic, is still presented rather as his particular end than as something rightful though partial; and hence the catastrophe appears as the reaction, not of an undivided ethical totality, but merely of the universal turning against a too assertive particular.33 In cases, again, where the hero (Richard or Macbeth) openly attacks an ethical power and plunges into evil, we feel that he meets with justice, and only gets what he deserves; but then this justice is colder and more ‘criminalistic’ than that of ancient tragedy. Thus even when the modern work seems to resemble the ancient in its issue, the sense of reconciliation is imperfect. And partly for this reason, partly from the concentration of our interest on individuality as such, we desire to see in the individual himself some sort of reconciliation with his fate. What shape this will take depends, of course, on the story and the character of the hero. It may appear in a religious form, as his feeling that he is exchanging his earthly being for an indestructible happiness; or again, in his recognition of the justice of his fall; or at least he may show us that, in face of the forces that crush him to death, he maintains untouched the freedom and strength of his own will.