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The German Classics of the Nineteenth and Twentieth Centuries, Volume 10
The public prosecutor, with his brand-new and highly extraordinary discovery, will scarcely find much comfort with the other men of the science.
In his Address to the German People, Fichte tells us: "What, then, is the bearing of our endeavors even in the most recondite of the sciences? Grant that the proximate end of these endeavors is that of propagating these sciences from generation to generation, and so conserving them; but why are they to be conserved? Manifestly only in order that they in the fulness of time shall serve to shape human life and the entire scheme of human institutions. This is the ulterior end. Remotely, therefore, even though it may be in distant ages, every endeavor of science serves to advance the ends of the State."
Now, Your Honor and Gentlemen of the Court, if I were to spend further speech in the refutation of this discovery of the public prosecutor—that impracticability is the test of science—I should be insulting your intelligence.
In the pamphlet in question my aim was the thoroughly practical one of bringing my readers to a comprehension of the times in which they live, and thereby permanently to affect their conduct throughout the course of their life and in whatever direction their activity may lie.
Now, then, what characteristic of scientific work is it which the public prosecutor finds wanting in all this? Is it, perhaps, that it falls short in respect of bulk? Is it the circumstance that this work is only a pamphlet of less than fifty pages, instead of comprising three folio volumes? But when was it decided that the bulk of a work, instead of its contents, is to be accepted as a test of its scientific character? Is the public prosecutor prepared, for instance, to deny that the papers presented by the members of the Royal Academy at their sessions are scientific productions? But nearly all of these are shorter than this of mine.
During the past year, as speaker for the Philosophical Society at the celebration of Fichte's birthday, it was my fortune to present an address in which I dealt intimately with the history of German metaphysics. That address fills only thirty-five pages as against the forty-four pages of the present pamphlet. Is the public prosecutor prepared to deny the character of science to that address because of its brevity?
Who will not, on the contrary, appreciate that the very brevity imposed by circumstances makes the scientific inquiry contained in this work all the more difficult and the more considerable? I was compelled to condense my exposition within the compass of a two-hours' address, a pamphlet of forty-four pages, at the same time that I was obliged to conform my presentation of the matter to an audience on whose part I could assume no acquaintance with scientific methods and results. To overcome obstacles of this kind and, at the same time, not to fall short in point of profound scientific analysis, as was the case in the present instance, requires a degree of precision, close application and clarity of thought far in excess of what is demanded in these respects in the common run of more voluminous scientific works.
I return, therefore, again to the question: What is the requirement of science with respect to which this address falls short? Is it, perhaps, that it offends the canons of science in respect of the place in which it was held?
This, in fact, touches the substantial core of this indictment, and, at the same time, the sorest spot of the whole. This address might well—so runs the prosecutor's reflection—have been delivered wherever you like—from the professor's chair or from the rostrum of the singing school, before the so-called élite of the educated people; but that it was actually delivered before the actual people, that it was held before workingmen and addressed to workingmen, that fact deprives it of all standing as a scientific work and makes it a criminal offense,—crimen novum atque inauditum.55
I might, of course, content myself with the answer that the substance of an address, and therefore its scientific character, is in no way affected by the place in which it happens to have been delivered, whether it is in the Academy of Science, before the cream of the learned world, or in a hall in the suburbs before an audience of machinists.
But I owe you, Gentlemen, a somewhat fuller answer. To begin with, let me express my amazement at the fact that here in Berlin, in the city where Fichte delivered his immortal popular lectures on philosophy, his speeches on the fundamental features of the modern epoch and his speeches on the German nation before the general public, that in this place and day it should occur to any one to fancy that the place in which an address is delivered has anything whatever to do with its scientific character.
The great destiny of our age is precisely this—which the dark ages had been unable to conceive, much less to achieve—the dissemination of scientific knowledge among the body of the people. The difficulties of this task may be serious enough, and we may magnify them as we like,—still, our endeavors are ready to wrestle with them and our nightly vigils will be given to overcoming them.
In the general decay which, as all those who know the profounder realities of history appreciate, has overtaken European history in all its bearings, there are but two things that have retained their vigor and their propagating force in the midst of all that shriveling blight of self-seeking that pervades European life. These two things are science and the people, science and the workingman. And the union of these two is alone capable of invigorating European culture with a new life.
The union of these two polar opposites of modern society, science and the workingman,—when these two join forces they will crush all obstacles to cultural advance with an iron hand, and it is to this union that I have resolved to devote my life so long as there is breath in my body.
But, Gentlemen, is this view something new and entirely unheard-of in the realm of science? Let us see what Fichte himself, in his Addresses to the German People, has to say to the cultured classes, to whom he addresses these words: "It is particularly to the cultured classes of Germany that I wish to direct my remarks in the present address, for it is to these classes I hope in the first place to make myself intelligible. And I implore these classes, then, as the first step to be taken, to take the initiative in the work of reconstruction, and so, on the one hand, atone for their past deeds, and, on the other hand, earn the right to continued life in the future.
It will appear in the course of this address that hitherto all the advance in the German nation has originated with the common people, and that hitherto all the great national interests have, in the first instance, been the affair of the people, have been taken in hand and pushed forward by the body of the people; so that today for the first time does it happen that the initiative in the cultural advance of the nation is committed to the hands of the cultured classes, and if they will but accept the commission it will be the first time when such has been the case. It will presently appear that it is quite impossible for these classes to determine how long the matter will yet rest in their discretion, how long the choice will yet be open to them whether to take the initiative in this matter or not, for the whole matter is nearly ripe to be taken in hand by the people, and it will be carried out by men sprung from the body of the people, who will presently be able to help themselves without assistance from us."
Fichte, then, knew and proclaimed this fact, that the realization of all the great national interests in the past has been the work of the common people and has never been carried out at the hands of the cultured classes. That, in spite of this knowledge, he turned to the cultured classes is due, as he himself says, to the hope he had of first and most readily making himself understood by them. It is because, in his apprehension, for the presentment of the matter to the people, the whole was, so he says, "only approaching readiness and maturity," but not yet ready and mature.
That it is possible today to do what in Fichte's time was recognized as the only fruitful thing to do, but, at the same time, as not then ready to be done, and therefore too serious to be undertaken,—this expresses the whole short step in advance that has been accomplished in Germany during the past fifty years; for you will seek in vain for the slightest progress on the part of the German government.
Fichte himself, in the passage cited, says that this advance is coming in the near future. This "near future" proves to have been fifty years removed, and I trust, Mr. President and Gentlemen of the Court, that you will all consider a fifty-years' interval long enough to satisfy the requirements of the "near future."
But the men who, undeterred by all the difficulties of the task, put all their energies into this stupendous undertaking of carrying scientific knowledge and scientific habits of thought among the body of the people,—are they fairly open to the accusation of having sought to incite the indigent classes to hatred of the well-to-do? Do they not thereby really deserve the thanks and the affection of the propertied classes, and of the bourgeoisie above all?
Whence arises the bourgeoisie's dread of the people in political matters?
Look back, in memory, to the months of March, April, and May, 1848. Have you forgotten how things looked here at that time? The power of the police was broken; the people filled all the streets and public places. And all streets, all public places and all the people in the hands of Karbe, Lindenmüller, and other reckless agitators like them,—men without knowledge, without intelligence, without culture, thrown into prominence by the storm which stirred our political life to its depths. The bourgeoisie, scared and faint hearted, hiding in their cellars, trembling every instant for fear of their property and their lives, which lay in the hands of these coarse agitators, and saved only by the fact that these agitators were too good-natured to make such use of their power as the bourgeoisie feared they would. The bourgeoisie, secretly praying for the reëstablishment of the police power and quaking with a fright which they have not yet forgotten, the recollection of which still leaves them incapable of taking up the political struggle.
How came it that in a city which proudly calls itself the metropolis of intelligence, in so great a city, in the home of the most brilliant intellects,—how came it that the people here for months together could be at the disposal of Karbe and Lindenmüller and could tremble before them in fear for their life and property. Where was the intelligence of Berlin? Where were the men of science and of insight? Where were you, Gentlemen?
A whole city is never cowardly.
But these men reflected and told one another: The people do not understand our ways of thinking; they do not even understand our speech. There is a great gulf between our scientific views and the ways of the multitude, between the speech of scientific discussion and the habits of thought of the people. They would not understand us. Therefore the floor belongs to the coarsest.
So they reflected and held their peace. Now, Gentlemen, are you quite sure that a political upheaval will never recur? Are you ready to swear that you have reached the end of historical development? Or are you willing to see your lives and property again at the mercy of a Karbe and a Lindenmüller?
If not, then your thanks are due to the men who have devoted themselves to the work of filling up that gulf which separates scientific thought and scientific speech from the people, and so to raze the barriers that divide the bourgeoisie and the people. Your thanks are due these men, who, at the expense of their utmost intellectual efforts, have undertaken a work whose results will redound to the profit of each and all of you. These men you should entertain at the prytaneum, not put under indictment.
The place in which this address was held, therefore, can also not afford ground for exception as to its scientific character.
I have now shown you conclusively that the production is a scientific work.
But if, contrary to all expectation, this should still be questioned, although I do not for a moment consider it possible that it should be questioned by men as enlightened as you are, Mr. President and Gentlemen of the Court; now, in such a case, I seek refuge in the privilege which is accorded every cobbler and which you can all the less deny me, viz., to submit a question of workmanship in my trade to the award of men expert in the trade.
In the last resort, the question as to the scientific character of a given work is a question for the men of the trade, and therefore a question which may not be decided on a basis of common education and common culture alone, and therefore also not by a court of law. The question at issue does not concern jurisprudence, with which you are necessarily familiar, but it concerns other sciences with which you may well be unfamiliar, although, as a matter of chance, you may, in your private capacity, not your capacity as jurists, also be acquainted with these matters.
It is true, you may answer this question in the affirmative, your competence extends that far. For in very many cases is the scientific character of a given work manifest, even to the commonly instructed intelligence.
But to pass a negative opinion in the face of the expert testimony to which I provisionally appeal as a subsidiary recourse;56 to that your competence does not extend, for the nicer question, whether in a given case the most profound researches of science may not, with a view to their readier apprehension, be presented in a facile and popular form, whether this fact of a facile presentation may not itself mark a peculiarly high achievement of scientific endeavor, in which all traces of the struggle, all difficulties and all the refractoriness of the materials handled have been successfully eliminated and the whole has in the outcome been reduced to the simplest and clearest terms; where the result presented is a scientific work of art, which, in the words of Schiller, has risen above the limitations of human infirmity and moves with such ease and freedom as to give the impression that it offers but the free play of the auditor's own unfolding thought; to decide with confidence whether you have to deal with a scientific work of this class, and to decide it with that certainty and security that is required in order to pass a sentence, that is something of which none but men trained in the science are capable.
This question, therefore, I beg that the following gentlemen: Privy Councillor August Böckh, Efficient Privy Councillor Johannes Schultze, formerly Director of the Ministry of Public Worship, Professor Adolf Trendelenburg, Privy Councillor and Chief Librarian Dr. Pertz, Professor Leopold Ranke, Professor Theodor Mommsen, Privy Councillor Professor Hanssen, all members of the Royal Academy of Science, and as specialists capable of judging in the matter, be constituted a subsidiary tribunal to pass on the question, whether the address in question is not in the strict sense a scientific production.
But, if such is found to be the case, then, as I have already explained, it has nothing to do with the penal code.
I have permitted myself to go exhaustively into an exposition of this, my first ground of defense, because, for the sake of the country itself and the dignity and liberty of science, and for the sake of establishing once for all a precedent which shall bar out all similar endeavors of the public prosecutor in the future, it is incumbent on me to adjure you to acquit me under Article 20 of the Constitution.
But it is not that recourse to this article is necessary to protect my person from the penalty of the law.
For, even were it held that the present case comes within the competence of the penal code, the law appealed to has in no wise been violated, and the paragraph cited by the public prosecutor has no application.
Even this one exception, alone would suffice to set the indictment aside; viz., that no objection is taken to any given passage in which the specified offense is alleged to occur; so that the prosecution proceeds wholely on an allegation of bias, and in the baldest manner. The indictment runs against a bias; that is all. But a bias is not actionable.
But I am not to be permitted to dispose of my defense in so easy a manner. The accusation of having endeavored to incite the poor to hatred of the rich is an accusation of such a kind that, apart from all question of punishment, it is likely to injure any citizen's name and fame. This accusation is of such character that, even if it is formally disproven on legal ground, it may still leave the accused an object of suspicion. You will, accordingly, Mr. President and Gentlemen of the Court, take it simply as evidence of the respect I bear you when I now go on to clear my honor in your sight, with the same solicitude as that with which I have defended my freedom. To this end it is necessary for me to present the grounds of fact, as painstakingly as I have presented the grounds of law, on which this accusation is to be quashed, and you will, therefore, I am sure, hear me with the same forbearance if this second part of my defense turns out to be but little briefer than the first.
I am accused of having violated Section 100 of the penal code. This section reads as follows: "Any person who endangers or jeopardizes the public peace by publicly inciting the subjects of the State to hatred or to contempt of one another, is liable to punishment by a fine of not less than 20 and not more than 200 thalers, or by imprisonment of not less than one month and not more than two years."
This section of the law specifies three different conditions, which must be found to concur if it is to be applicable.
I. There must be incitement to hatred or to contempt;
II. This incitement must be directed to the detriment of given classes of the subjects of the State, and I am accordingly accused by the public prosecutor of having incited the class of the unpropertied against the class of the propertied;
III. This incitement must be of such a nature as to endanger the public peace.
These three conditions must concur, must combine, if the section of the law is to apply,—and not one of these conditions occurs.
As to I. There must be incitement to hatred and contempt; there can in the case before you be no question of this point, and for several reasons.
1. The offense specified in Section 100 cannot be committed except there be an intention to incite to hatred and contempt. A contingent incitement to hatred and contempt, an incitement by inadvertence, is in this case not conceivable. If such a contingent incitement, an unintended incitement to hatred and contempt, were conceivable, what would not the consequences be? We have, all of us, for instance, recently read certain speeches delivered in the upper house, which have, we will say, filled me,—and not me alone, Gentlemen, but along with me a very large part of the nation—with hatred and contempt to the point of distraction. Does it follow that the public prosecutor could take action against the speakers in question? He is not competent to do so, even aside from the political prerogative of the speakers, for, although such has been the effect of these speeches, the purpose of these gentlemen was assuredly not to stir up hatred and contempt. But it is equally true that no one can deny that the purpose of my address was to impart knowledge. The most that the public prosecutor can allege is that it was a matter of indifference to me if the knowledge imparted stirred up hatred and contempt,—an allegation without significance, since there is no such thing as an incitement to hatred and contempt by inadvertence.
But, in point of fact, a deliberate incitement of this kind is in the present case absolutely excluded for another reason, which at the same time establishes that the address in question could not even have had the effect of stirring up hatred and contempt. I, therefore, in order to prevent repetition, beg to present this reason in connection with the second, viz.: that my address could not have the effect of causing hatred and contempt.
I have, therefore, to say, as the second count under this head, that this address cannot possibly have had the effect of stirring up hatred and contempt, and a fortiori cannot have had that intention.
On what grounds alone can hatred and contempt be deserved?
On the ground of viciousness, which in turn is an attribute of voluntary human actions alone. But in this address of mine, I show that the dominance of this principle of the bourgeoisie, against which I am by the public prosecutor accused of inciting to hatred and contempt, is but a stage of economic and ethical development, which is the outcome of historical necessity, and that its nonexistence is an utter impossibility and that it therefore has all the character of natural necessity that belongs to the developmental progress of the earth.
Do we hate Nature because we have to struggle with her? Because we have to strive to guide her processes and improve her products?
But there is the further question: How has the public prosecutor understood my pamphlet?
The fundamental idea of my address is that the dominance of the bourgeoisie has in no wise been produced, consciously and by their own motion, intentionally and in a responsible manner, by the propertied class as persons or individuals. On the contrary, the bourgeois are but the unconscious, choiceless, and therefore irresponsible products, not the producers of the situation as it stands and as it has developed under the guidance of quite other laws than the direction of personal choice. Even their reluctance to surrender this their mastery I refer back to the laws of human nature, whose character it is to hold fast to whatever is and to account it necessary. But a doctrine which goes the length of denying the propertied class all responsibility for the existing state of things, which makes them a product instead of the producers of this state of things—this doctrine the public prosecutor construes to have incited to hatred and contempt of these persons.
For, be it noted, we have here to do with persons and classes of persons, under section 100, not with institutions established by the State, as under section 101.
No workingman has got so faulty an understanding of my address as the public prosecutor, and I leave it to him to say whether this is due to his lack of understanding or to his lack of will to understand.
But, more than all this, I go on to show that the dominance of the idea of the bourgeoisie is a great historic move in the liberation of humanity; that it was a most potent moral cultural advance; that in fact it was the historically indispensable prerequisite and transitional stage through development out of which the idea of the working class was to emerge.
I therefore must be said to reconcile the working class to the dominance of the bourgeoisie as an historical fact by showing the logical necessity of this dominance. I reconcile them to it, for a comprehension of the rationality of what restricts us is the fullest possible reconciliation to it.
And if I proceed, further, to show that the idea of the bourgeoisie is not the highest stage of the historical development, not the perfect flower of advancing improvement, but that beyond it lies yet a higher manifestation of the human spirit, and that this ulterior phase rests on the former as its base—does this mean that I incite to hatred and contempt of the former?
The working class might as well hate and despise themselves and all human nature, whether in their own or in their neighbors' persons, because it is the law of human nature to unfold step by step and to proceed to each succeeding stage of development from the indispensable vantage ground of the phase preceding.
If I had any predilection for homiletical discourse, Gentlemen, I should be quite justified in saying that I have exhorted the working classes to a filial piety toward the bourgeoisie, in that I have shown that the dominance of the bourgeoisie was the indispensable prerequisite and condition by transition out of which alone the idea of the working class could come forth. For even if the son, by grace of a freer and fuller education and a larger endowment of personal force, strives to place himself above the level on which his father stood, still he never forgets the source of his own blood and the author of his own being. How deep in the mud is it the intention to thrust the noblest of all the sciences in bringing this charge of criminal instigation against the doctrine that history is an unfolding evolution of reason and human liberty?