Shakespearean Tragedy: Lectures on Hamlet, Othello, King Lear, Macbeth

Thus it appears that these three elements in the 'action' are subordinate, while the dominant factor consists in deeds which issue from character. So that, by way of summary, we may now alter our first statement, 'A tragedy is a story of exceptional calamity leading to the death of a man in high estate,' and we may say instead (what in its turn is one-sided, though less so), that the story is one of human actions producing exceptional calamity and ending in the death of such a man.5

Before we leave the 'action,' however, there is another question that may usefully be asked. Can we define this 'action' further by describing it as a conflict?

The frequent use of this idea in discussions on tragedy is ultimately due, I suppose, to the influence of Hegel's theory on the subject, certainly the most important theory since Aristotle's. But Hegel's view of the tragic conflict is not only unfamiliar to English readers and difficult to expound shortly, but it had its origin in reflections on Greek tragedy and, as Hegel was well aware, applies only imperfectly to the works of Shakespeare.6 I shall, therefore, confine myself to the idea of conflict in its more general form. In this form it is obviously suitable to Shakespearean tragedy; but it is vague, and I will try to make it more precise by putting the question, Who are the combatants in this conflict?

Not seldom the conflict may quite naturally be conceived as lying between two persons, of whom the hero is one; or, more fully, as lying between two parties or groups, in one of which the hero is the leading figure. Or if we prefer to speak (as we may quite well do if we know what we are about) of the passions, tendencies, ideas, principles, forces, which animate these persons or groups, we may say that two of such passions or ideas, regarded as animating two persons or groups, are the combatants. The love of Romeo and Juliet is in conflict with the hatred of their houses, represented by various other characters. The cause of Brutus and Cassius struggles with that of Julius, Octavius and Antony. In Richard II. the King stands on one side, Bolingbroke and his party on the other. In Macbeth the hero and heroine are opposed to the representatives of Duncan. In all these cases the great majority of the dramatis personae fall without difficulty into antagonistic groups, and the conflict between these groups ends with the defeat of the hero.

Yet one cannot help feeling that in at least one of these cases, Macbeth, there is something a little external in this way of looking at the action. And when we come to some other plays this feeling increases. No doubt most of the characters in Hamlet, King Lear, Othello, or Antony and Cleopatra can be arranged in opposed groups;7 and no doubt there is a conflict; and yet it seems misleading to describe this conflict as one between these groups. It cannot be simply this. For though Hamlet and the King are mortal foes, yet that which engrosses our interest and dwells in our memory at least as much as the conflict between them, is the conflict within one of them. And so it is, though not in the same degree, with Antony and Cleopatra and even with Othello; and, in fact, in a certain measure, it is so with nearly all the tragedies. There is an outward conflict of persons and groups, there is also a conflict of forces in the hero's soul; and even in Julius Caesar and Macbeth the interest of the former can hardly be said to exceed that of the latter.

The truth is, that the type of tragedy in which the hero opposes to a hostile force an undivided soul, is not the Shakespearean type. The souls of those who contend with the hero may be thus undivided; they generally are; but, as a rule, the hero, though he pursues his fated way, is, at least at some point in the action, and sometimes at many, torn by an inward struggle; and it is frequently at such points that Shakespeare shows his most extraordinary power. If further we compare the earlier tragedies with the later, we find that it is in the latter, the maturest works, that this inward struggle is most emphasised. In the last of them, Coriolanus, its interest completely eclipses towards the close of the play that of the outward conflict. Romeo and Juliet, Richard III., Richard II., where the hero contends with an outward force, but comparatively little with himself, are all early plays.

If we are to include the outer and the inner struggle in a conception more definite than that of conflict in general, we must employ some such phrase as 'spiritual force.' This will mean whatever forces act in the human spirit, whether good or evil, whether personal passion or impersonal principle; doubts, desires, scruples, ideas—whatever can animate, shake, possess, and drive a man's soul. In a Shakespearean tragedy some such forces are shown in conflict. They are shown acting in men and generating strife between them. They are also shown, less universally, but quite as characteristically, generating disturbance and even conflict in the soul of the hero. Treasonous ambition in Macbeth collides with loyalty and patriotism in Macduff and Malcolm: here is the outward conflict. But these powers or principles equally collide in the soul of Macbeth himself: here is the inner. And neither by itself could make the tragedy.8

We shall see later the importance of this idea. Here we need only observe that the notion of tragedy as a conflict emphasises the fact that action is the centre of the story, while the concentration of interest, in the greater plays, on the inward struggle emphasises the fact that this action is essentially the expression of character.

3

Let us turn now from the 'action' to the central figure in it; and, ignoring the characteristics which distinguish the heroes from one another, let us ask whether they have any common qualities which appear to be essential to the tragic effect.

One they certainly have. They are exceptional beings. We have seen already that the hero, with Shakespeare, is a person of high degree or of public importance, and that his actions or sufferings are of an unusual kind. But this is not all. His nature also is exceptional, and generally raises him in some respect much above the average level of humanity. This does not mean that he is an eccentric or a paragon. Shakespeare never drew monstrosities of virtue; some of his heroes are far from being 'good'; and if he drew eccentrics he gave them a subordinate position in the plot. His tragic characters are made of the stuff we find within ourselves and within the persons who surround them. But, by an intensification of the life which they share with others, they are raised above them; and the greatest are raised so far that, if we fully realise all that is implied in their words and actions, we become conscious that in real life we have known scarcely any one resembling them. Some, like Hamlet and Cleopatra, have genius. Others, like Othello, Lear, Macbeth, Coriolanus, are built on the grand scale; and desire, passion, or will attains in them a terrible force. In almost all we observe a marked one-sidedness, a predisposition in some particular direction; a total incapacity, in certain circumstances, of resisting the force which draws in this direction; a fatal tendency to identify the whole being with one interest, object, passion, or habit of mind. This, it would seem, is, for Shakespeare, the fundamental tragic trait. It is present in his early heroes, Romeo and Richard II., infatuated men, who otherwise rise comparatively little above the ordinary level. It is a fatal gift, but it carries with it a touch of greatness; and when there is joined to it nobility of mind, or genius, or immense force, we realise the full power and reach of the soul, and the conflict in which it engages acquires that magnitude which stirs not only sympathy and pity, but admiration, terror, and awe.

The easiest way to bring home to oneself the nature of the tragic character is to compare it with a character of another kind. Dramas like Cymbeline and the Winter's Tale, which might seem destined to end tragically, but actually end otherwise, owe their happy ending largely to the fact that the principal characters fail to reach tragic dimensions. And, conversely, if these persons were put in the place of the tragic heroes, the dramas in which they appeared would cease to be tragedies. Posthumus would never have acted as Othello did; Othello, on his side, would have met Iachimo's challenge with something more than words. If, like Posthumus, he had remained convinced of his wife's infidelity, he would not have repented her execution; if, like Leontes, he had come to believe that by an unjust accusation he had caused her death, he would never have lived on, like Leontes. In the same way the villain Iachimo has no touch of tragic greatness. But Iago comes nearer to it, and if Iago had slandered Imogen and had supposed his slanders to have led to her death, he certainly would not have turned melancholy and wished to die. One reason why the end of the Merchant of Venice fails to satisfy us is that Shylock is a tragic character, and that we cannot believe in his accepting his defeat and the conditions imposed on him. This was a case where Shakespeare's imagination ran away with him, so that he drew a figure with which the destined pleasant ending would not harmonise.

In the circumstances where we see the hero placed, his tragic trait, which is also his greatness, is fatal to him. To meet these circumstances something is required which a smaller man might have given, but which the hero cannot give. He errs, by action or omission; and his error, joining with other causes, brings on him ruin. This is always so with Shakespeare. As we have seen, the idea of the tragic hero as a being destroyed simply and solely by external forces is quite alien to him; and not less so is the idea of the hero as contributing to his destruction only by acts in which we see no flaw. But the fatal imperfection or error, which is never absent, is of different kinds and degrees. At one extreme stands the excess and precipitancy of Romeo, which scarcely, if at all, diminish our regard for him; at the other the murderous ambition of Richard III. In most cases the tragic error involves no conscious breach of right; in some (e.g. that of Brutus or Othello) it is accompanied by a full conviction of right. In Hamlet there is a painful consciousness that duty is being neglected; in Antony a clear knowledge that the worse of two courses is being pursued; but Richard and Macbeth are the only heroes who do what they themselves recognise to be villainous. It is important to observe that Shakespeare does admit such heroes,9 and also that he appears to feel, and exerts himself to meet, the difficulty that arises from their admission. The difficulty is that the spectator must desire their defeat and even their destruction; and yet this desire, and the satisfaction of it, are not tragic feelings. Shakespeare gives to Richard therefore a power which excites astonishment, and a courage which extorts admiration. He gives to Macbeth a similar, though less extraordinary, greatness, and adds to it a conscience so terrifying in its warnings and so maddening in its reproaches that the spectacle of inward torment compels a horrified sympathy and awe which balance, at the least, the desire for the hero's ruin.

The tragic hero with Shakespeare, then, need not be 'good,' though generally he is 'good' and therefore at once wins sympathy in his error. But it is necessary that he should have so much of greatness that in his error and fall we may be vividly conscious of the possibilities of human nature.10 Hence, in the first place, a Shakespearean tragedy is never, like some miscalled tragedies, depressing. No one ever closes the book with the feeling that man is a poor mean creature. He may be wretched and he may be awful, but he is not small. His lot may be heart-rending and mysterious, but it is not contemptible. The most confirmed of cynics ceases to be a cynic while he reads these plays. And with this greatness of the tragic hero (which is not always confined to him) is connected, secondly, what I venture to describe as the centre of the tragic impression. This central feeling is the impression of waste. With Shakespeare, at any rate, the pity and fear which are stirred by the tragic story seem to unite with, and even to merge in, a profound sense of sadness and mystery, which is due to this impression of waste. 'What a piece of work is man,' we cry; 'so much more beautiful and so much more terrible than we knew! Why should he be so if this beauty and greatness only tortures itself and throws itself away?' We seem to have before us a type of the mystery of the whole world, the tragic fact which extends far beyond the limits of tragedy. Everywhere, from the crushed rocks beneath our feet to the soul of man, we see power, intelligence, life and glory, which astound us and seem to call for our worship. And everywhere we see them perishing, devouring one another and destroying themselves, often with dreadful pain, as though they came into being for no other end. Tragedy is the typical form of this mystery, because that greatness of soul which it exhibits oppressed, conflicting and destroyed, is the highest existence in our view. It forces the mystery upon us, and it makes us realise so vividly the worth of that which is wasted that we cannot possibly seek comfort in the reflection that all is vanity.

4

In this tragic world, then, where individuals, however great they may be and however decisive their actions may appear, are so evidently not the ultimate power, what is this power? What account can we give of it which will correspond with the imaginative impressions we receive? This will be our final question.

The variety of the answers given to this question shows how difficult it is. And the difficulty has many sources. Most people, even among those who know Shakespeare well and come into real contact with his mind, are inclined to isolate and exaggerate some one aspect of the tragic fact. Some are so much influenced by their own habitual beliefs that they import them more or less into their interpretation of every author who is 'sympathetic' to them. And even where neither of these causes of error appears to operate, another is present from which it is probably impossible wholly to escape. What I mean is this. Any answer we give to the question proposed ought to correspond with, or to represent in terms of the understanding, our imaginative and emotional experience in reading the tragedies. We have, of course, to do our best by study and effort to make this experience true to Shakespeare; but, that done to the best of our ability, the experience is the matter to be interpreted, and the test by which the interpretation must be tried. But it is extremely hard to make out exactly what this experience is, because, in the very effort to make it out, our reflecting mind, full of everyday ideas, is always tending to transform it by the application of these ideas, and so to elicit a result which, instead of representing the fact, conventionalises it. And the consequence is not only mistaken theories; it is that many a man will declare that he feels in reading a tragedy what he never really felt, while he fails to recognise what he actually did feel. It is not likely that we shall escape all these dangers in our effort to find an answer to the question regarding the tragic world and the ultimate power in it.

It will be agreed, however, first, that this question must not be answered in 'religious' language. For although this or that dramatis persona may speak of gods or of God, of evil spirits or of Satan, of heaven and of hell, and although the poet may show us ghosts from another world, these ideas do not materially influence his representation of life, nor are they used to throw light on the mystery of its tragedy. The Elizabethan drama was almost wholly secular; and while Shakespeare was writing he practically confined his view to the world of non-theological observation and thought, so that he represents it substantially in one and the same way whether the period of the story is pre-Christian or Christian.11 He looked at this 'secular' world most intently and seriously; and he painted it, we cannot but conclude, with entire fidelity, without the wish to enforce an opinion of his own, and, in essentials, without regard to anyone's hopes, fears, or beliefs. His greatness is largely due to this fidelity in a mind of extraordinary power; and if, as a private person, he had a religious faith, his tragic view can hardly have been in contradiction with this faith, but must have been included in it, and supplemented, not abolished, by additional ideas.

Two statements, next, may at once be made regarding the tragic fact as he represents it: one, that it is and remains to us something piteous, fearful and mysterious; the other, that the representation of it does not leave us crushed, rebellious or desperate. These statements will be accepted, I believe, by any reader who is in touch with Shakespeare's mind and can observe his own. Indeed such a reader is rather likely to complain that they are painfully obvious. But if they are true as well as obvious, something follows from them in regard to our present question.

From the first it follows that the ultimate power in the tragic world is not adequately described as a law or order which we can see to be just and benevolent,—as, in that sense, a 'moral order': for in that case the spectacle of suffering and waste could not seem to us so fearful and mysterious as it does. And from the second it follows that this ultimate power is not adequately described as a fate, whether malicious and cruel, or blind and indifferent to human happiness and goodness: for in that case the spectacle would leave us desperate or rebellious. Yet one or other of these two ideas will be found to govern most accounts of Shakespeare's tragic view or world. These accounts isolate and exaggerate single aspects, either the aspect of action or that of suffering; either the close and unbroken connection of character, will, deed and catastrophe, which, taken alone, shows the individual simply as sinning against, or failing to conform to, the moral order and drawing his just doom on his own head; or else that pressure of outward forces, that sway of accident, and those blind and agonised struggles, which, taken alone, show him as the mere victim of some power which cares neither for his sins nor for his pain. Such views contradict one another, and no third view can unite them; but the several aspects from whose isolation and exaggeration they spring are both present in the fact, and a view which would be true to the fact and to the whole of our imaginative experience must in some way combine these aspects.

Let us begin, then, with the idea of fatality and glance at some of the impressions which give rise to it, without asking at present whether this idea is their natural or fitting expression. There can be no doubt that they do arise and that they ought to arise. If we do not feel at times that the hero is, in some sense, a doomed man; that he and others drift struggling to destruction like helpless creatures borne on an irresistible flood towards a cataract; that, faulty as they may be, their fault is far from being the sole or sufficient cause of all they suffer; and that the power from which they cannot escape is relentless and immovable, we have failed to receive an essential part of the full tragic effect.

The sources of these impressions are various, and I will refer only to a few. One of them is put into words by Shakespeare himself when he makes the player-king in Hamlet say:

Our thoughts are ours, their ends none of our own;

'their ends' are the issues or outcomes of our thoughts, and these, says the speaker, are not our own. The tragic world is a world of action, and action is the translation of thought into reality. We see men and women confidently attempting it. They strike into the existing order of things in pursuance of their ideas. But what they achieve is not what they intended; it is terribly unlike it. They understand nothing, we say to ourselves, of the world on which they operate. They fight blindly in the dark, and the power that works through them makes them the instrument of a design which is not theirs. They act freely, and yet their action binds them hand and foot. And it makes no difference whether they meant well or ill. No one could mean better than Brutus, but he contrives misery for his country and death for himself. No one could mean worse than Iago, and he too is caught in the web he spins for others. Hamlet, recoiling from the rough duty of revenge, is pushed into blood-guiltiness he never dreamed of, and forced at last on the revenge he could not will. His adversary's murders, and no less his adversary's remorse, bring about the opposite of what they sought. Lear follows an old man's whim, half generous, half selfish; and in a moment it looses all the powers of darkness upon him. Othello agonises over an empty fiction, and, meaning to execute solemn justice, butchers innocence and strangles love. They understand themselves no better than the world about them. Coriolanus thinks that his heart is iron, and it melts like snow before a fire. Lady Macbeth, who thought she could dash out her own child's brains, finds herself hounded to death by the smell of a stranger's blood. Her husband thinks that to gain a crown he would jump the life to come, and finds that the crown has brought him all the horrors of that life. Everywhere, in this tragic world, man's thought, translated into act, is transformed into the opposite of itself. His act, the movement of a few ounces of matter in a moment of time, becomes a monstrous flood which spreads over a kingdom. And whatsoever he dreams of doing, he achieves that which he least dreamed of, his own destruction.

All this makes us feel the blindness and helplessness of man. Yet by itself it would hardly suggest the idea of fate, because it shows man as in some degree, however slight, the cause of his own undoing. But other impressions come to aid it. It is aided by everything which makes us feel that a man is, as we say, terribly unlucky; and of this there is, even in Shakespeare, not a little. Here come in some of the accidents already considered, Juliet's waking from her trance a minute too late, Desdemona's loss of her handkerchief at the only moment when the loss would have mattered, that insignificant delay which cost Cordelia's life. Again, men act, no doubt, in accordance with their characters; but what is it that brings them just the one problem which is fatal to them and would be easy to another, and sometimes brings it to them just when they are least fitted to face it? How is it that Othello comes to be the companion of the one man in the world who is at once able enough, brave enough, and vile enough to ensnare him? By what strange fatality does it happen that Lear has such daughters and Cordelia such sisters? Even character itself contributes to these feelings of fatality. How could men escape, we cry, such vehement propensities as drive Romeo, Antony, Coriolanus, to their doom? And why is it that a man's virtues help to destroy him, and that his weakness or defect is so intertwined with everything that is admirable in him that we can hardly separate them even in imagination?

If we find in Shakespeare's tragedies the source of impressions like these, it is important, on the other hand, to notice what we do not find there. We find practically no trace of fatalism in its more primitive, crude and obvious forms. Nothing, again, makes us think of the actions and sufferings of the persons as somehow arbitrarily fixed beforehand without regard to their feelings, thoughts and resolutions. Nor, I believe, are the facts ever so presented that it seems to us as if the supreme power, whatever it may be, had a special spite against a family or an individual. Neither, lastly, do we receive the impression (which, it must be observed, is not purely fatalistic) that a family, owing to some hideous crime or impiety in early days, is doomed in later days to continue a career of portentous calamities and sins. Shakespeare, indeed, does not appear to have taken much interest in heredity, or to have attached much importance to it. (See, however, 'heredity', 266, 303.)