Historical Introductions to the Symbolical Books of the Evangelical Lutheran Church

71. Luther's Articles Sidetracked at Smalcald

It was a large and brilliant assembly, especially of theologians, which convened at Smalcald in February, 1537. Luther, too, was present. On January 7 the Elector had written: "We hope that our God will grant you grace, strength, and health that you may be able to make the journey to Smalcald with us, and help us to right, and bring to a good issue, this [matter concerning the Pope] and other matters."

As stated above, the Elector's plan was to elevate Luther's articles to a confession officially recognized and subscribed to by all Lutheran princes, estates, and theologians. Accordingly, on February 10, at the first meeting held at Smalcald, Chancellor Brueck moved that the theologians deliberate concerning the doctrine, so that, in case the Lutherans would attend the council, they would know by what they intended to stand, and whether any concessions were to be made, or, as Brueck put it, whether anything good [perhaps a deliverance on the Papacy] should be adopted, or something should be conceded.

Self-evidently, Brueck had Luther's articles in mind, although it cannot be proved that he directly and expressly mentioned them or submitted them for discussion and adoption. Perhaps, he felt from the very beginning that the Elector would hardly succeed with his plans as smoothly and completely as anticipated. For Luther, desiring to clear the track for the whole truth in every direction, the Reformed as well as the Papistic, both against the "false brethren who would be of our party" (Preface to Sm. Art. 455, 4), as well as against the open enemies, had in his articles so sharpened the expressions employed in the Wittenberg Concord of 1536 concerning the Lord's Supper that the assent of Philip of Hesse and the attending South German delegates and theologians (Bucer, Blaurer, Wolfart, etc.) was more than doubtful. Luther's letter to the adherents of Zwingli, December 1, 1537, shows that he did not at all desire unnecessarily to disturb the work of union begun by the Wittenberg Concord. (St. L. 17, 2143.) Still, he at the same time endeavored to prevent a false union resting on misunderstanding and self-deception. And, no doubt, his reformulation of the article on the Lord's Supper was intended to serve this purpose. Besides, owing to a very painful attack of gravel, Luther was not able to attend the sessions, hence could not make his influence felt in a decisive manner as desired by the Elector.

This situation was exploited by Melanchthon in the interest of his attitude toward the Zwinglians, which now was much more favorable than it had been at Augsburg, 1530. From the very outset he opposed the official adoption of Luther's articles. He desired more freedom with regard to both the Romanists and the Reformed than was offered by Luther's articles. The first appears from his subscription. Concerning the article of the Lord's Supper, however, which the Strassburgers and others refused to accept, Melanchthon does not seem to have voiced any scruples during the deliberations at Wittenberg. Personally he may even have been able to accept Luther's form, and this, too, more honestly than Bucer did at Smalcald. For as late as September 6, 1557, he wrote to Joachim of Anhalt: "I have answered briefly that in doctrine all are agreed, and that we all embrace and retain the Confession with the Apology and Luther's confession written before the Synod of Mantua. Respondi breviter, consensum esse omnium de doctrina: amplecti nos omnes et retinere Confessionem cum Apologia et confessione Lutheri scripta ante Mantuanam Synodum." (C. R. 9, 260.) But, although Melanchthon, for his person, accepted Luther's article on the Lord's Supper, he nevertheless considered it to be dangerous to the Concord with the Southern Germans and to the Smalcald League. Privately he also made known his dissatisfaction in no uncertain manner. And in so doing, he took shelter behind Philip of Hesse, who, as at Augsburg, 1530, still desired to have the Zwinglians regarded and treated as weak brethren.

Kolde relates: "On the same day (February 10) Melanchthon reported to the Landgrave: 'One article, that concerning the Sacrament of the Holy Supper, has been drawn up somewhat vehemently, in that it states that the bread is the body of the Lord which Luther at first did not draw up in this form, but, as contained in the [Wittenberg] Concord, namely, that the body of the Lord is given with the bread, and this was due to Pomeranus, for he is a vehement man and a coarse Pomeranian. Otherwise he [Melanchthon] knew of no shortcoming or complaint in all the articles.' … 'He also said' (this the Landgrave reports to Jacob Sturm of Strassburg as an expression of Melanchthon) 'that Luther would hear of no yielding or receding, but declared: This have I drawn up; if the princes and estates desired to yield anything, it would rest with them,' etc. The estates, Melanchthon advised, might therefore in every way declare that they had adopted the Confession and the Concord, and were minded to abide by them. At the same time he promised to demand at the prospective deliberation of the theologians, 'that the article of the Sacrament be drawn up as contained in the Concord. 'Melanchthon's assertion that Bugenhagen influenced Luther's formulation of the article on the Lord's Supper is probably correct. At any rate, it can be proved that Luther really changed the article. For a glance at the original manuscript shows that he had at first written, in conformity with the Concord, 'that the true body and blood of Christ is under the bread and wine,' but later on changed it to read: 'that the bread and wine of the Lord's Supper are the true body and blood of Christ.'" (48.) Melanchthon was diplomatic enough to hide from the Landgrave his strictures on Luther's articles about the Pope, knowing well that in this point he could expect neither approval nor support.

72. Articles Not Discussed in Meeting of League

As the Southern Germans regarded Luther's formulation of the article on the Lord's Supper with disfavor, the Landgrave found little difficulty in winning over (through Jacob Sturm) the delegates of Augsburg and Ulm to Melanchthon's view of declaring adherence only to the Confession and the Wittenberg Concord. Already on February 11 the cities decided to "decline on the best grounds" the Saxon proposition. Following were the reasons advanced: It was not necessary at present to enter upon the proposition, since the council would make slow progress, as the Emperor and the King of France were not yet at peace. They had not understood this (the adoption of the Saxon proposition) to be the purpose of the invitation to bring scholars with them. They had a confession, the Augustana, presented to the Emperor. It was also to be feared that deliberations on the question whether any concessions should be made, might lead to a division; nor would this remain concealed from the Papists. If the Elector desired to present some articles, he might transmit them, and they, in turn, would send them to their superiors for inspection. (Kolde, Analecta, 296.)

In the afternoon of February 11 the princes according to the report of the Strassburgers, expressed their satisfaction with the resolution of the cities. At the same time they declared that they were not minded to make any concessions to the Papists, nor to dispute about, or question, anything in the Confession or the Wittenberg Concord, "but merely to review the Confession, not to change anything against its contents and substance, nor that of the Concord, but solely to enlarge on the Papacy, which before this, at the Diet, had been omitted in order to please His Imperial Majesty and for other reasons;" that such was the purpose of the deliberation for which the scholars had been summoned; and that this was not superfluous, since "they were all mortal, and it was necessary that their posterity be thoroughly informed as to what their doctrine had been, lest others who would succeed to their places accept something else." The report continues: "The cities did not object to this." (296.) According to this report, then, Luther's articles were neither discussed nor adopted at the official meeting of the princes and estates belonging to the Smalcald League. Without mentioning them, they declared in their final resolution: Our scholars have "unanimously agreed among themselves in all points and articles contained in our Confession and Apology, presented at the Diet of Augsburg, excepting only that they have expanded and drawn up more clearly than there contained one article, concerning the Primacy of the Pope of Rome." (Koellner, 468.) Koestlin remarks: "Since the princes decided to decline the council absolutely, they had no occasion to discuss Luther's articles." (2, 403.)

73. Meeting of Theologians

At Smalcald the first duty imposed upon the scholars and theologians was once more to discuss the Augustana and the Apology carefully, and to acknowledge both as their own confessions by their signatures. Thereupon they were, in a special treatise, to enlarge on the Papacy. The Strassburg delegates report: "It has also come to pass that the scholars received orders once more to read the articles of the Confession and to enlarge somewhat on the Papacy, which they did." (Kolde, Analecta, 298.) However, since neither the Augustana nor its Apology contained an article against the Papacy, the demand of the princes could only be satisfied by a special treatise, the "Tractatus de Potestate et Primatu Papae," which Melanchthon wrote and completed by February 17, whereupon it was immediately delivered to the princes.

The princes had furthermore ordered the theologians, while reviewing and discussing the Augustana (and its Apology), to reenforce its doctrine with additional proofs. Owing to lack of time and books, this was not carried out. February 17 Osiander reports to the Nuernberg preachers: "We are enjoying good health here, although we traveled in stormy weather and over roads that offered many difficulties, and are living under a constantly beclouded sky, which unpleasantries are increased by troublesome and difficult questions in complicated matters… The first business imposed on us by the princes embraces two things: first, to fortify the Confession and the Apology with every kind of argument from the Holy Scriptures, the fathers, councils, and the decrees of the Popes; thereupon, diligently to discuss in detail everything concerning the Primacy, which was omitted in the Confession because it was odious. The latter we completed so far to-day that we shall immediately deliver a copy to the princes. The former, however will be postponed to another time and place, since it requires a longer time, as well as libraries, which are lacking here." (C. R. 3, 267.)

The discussion of the Confession was also to serve the purpose of obtaining mutual assurance whether they were all really agreed in doctrine. This led to deliberations on the doctrine of the Lord's Supper as well as on the question what concessions might be made to the Romanists. According to a report of Melanchthon, March 1, the theologians were to discuss the doctrines, not superficially, but very thoroughly, in order that all disagreement might be removed, and a harmonious and complete system of doctrines exist in our churches. They were to review the Confession in order to learn whether any one deviated in any article or disapproved of anything. But Melanchthon remarks that this object was not reached, since the special request had been voiced not to increase the disagreement by any quarrel and thus to endanger the Smalcald League. (C. R. 3, 292.) In a second letter of the same date he says that a real doctrinal discussion had never come to pass, partly because Luther's illness prevented him from taking part in the meetings, partly because the timidity of certain men [the Landgrave and others] had prevented an exact disputation lest any discord might arise. (296.) March 3 he wrote to Jonas in a similar vein saying that the reports of violent controversies among the theologians at Smalcald were false. For although they had been in consultation with one another for the purpose of discovering whether all the theologians in attendance there agreed in doctrine the matter had been treated briefly and incidentally. (298.)

As far as the Lord's Supper is concerned Melanchthon's report concerning the superficial character of the doctrinal discussions is little if at all exaggerated. He himself was one of those timid souls of whom he spoke having from the beginning done all he could not only to bar Luther's articles from the deliberations but also to prevent any penetrating discussion of the Lord's Supper. Assent to the Wittenberg Concord was considered satisfactory although all felt, and believed to know, that some of the Southern Germans did not agree with the loyal Lutherans in this matter. Of the attending theologians who were under suspicion Bucer, Blaurer, Fagius, Wolfart, Fontanus, and Melander, only the first two took part in the deliberations. (292.) March 1 Melanchthon wrote to Camerarius: "Bucer spoke openly and clearly of the Mystery [the Lord's Supper] affirming the presence of Christ. He satisfied all of our party also those who are more severe. Blaurer, however, employed such general expressions as, that Christ was present. Afterward he added several more ambiguous expressions. Osiander pressed him somewhat hotly; but since we did not desire to arouse any very vehement quarrel, I terminated the discussion. Thus we separated, so that agreement was restored among all others, while he [Blaurer] did not seem to contradict. I know that this is weak but nothing else could be done at this time, especially since Luther was absent, being tortured by very severe gravel pains." (292.)

This agrees with the report Veit Dietrich made to Foerster, May 16, stating: At the first meeting of the committee of the theologians they completed the first nine articles of the Augustana. Blaurer, Wolfart, and some others of those who were doctrinally under suspicion (nobis suspecti de doctrina) were present. "However, when the article of the Lord's Supper was to be discussed on the following day, the meeting was prevented, I do not know by whom. It is certain that the princes, too, desired another meeting, because they feared a rupture of the [Smalcald] Alliance, if any doctrinal difference should become evident, which, however, would occur if the matter were thoroughly discussed. Since the disputation was prevented, we were commissioned to write on the Power of the Pope in order to have something to do. Report had it that Blaurer did not approve the Concord of Wittenberg; certainly, he asked Philip for expressions of the Fathers (which are now in my possession), in order to be better furnished with arguments. This prompted Pomeranus and Amsdorf again to convene the theologians against Melanchthon's will. Then the Lord's Supper was discussed. Bucer indeed satisfied all. Blaurer, however, while speaking vaguely of the other matters, nevertheless publicly attacked the statement that the ungodly do not receive the body of Christ." Wolfart declared that he was present at the Concord made at Wittenberg, and had approved it. It was unpleasant for him [Dietrich] when hereupon Stephanus Agricola and then Wolfart rehashed some old statements, vetera quaedam dicta. (370.)

74. Luther's Articles Subscribed

As to the articles of Luther, Veit Dietrich reports that they were privately circulated at Smalcald and read by all. They were also to be read at the meeting of the theologians on February 18. (C. R. 3, 371.) As a matter of fact, however, neither a public reading nor a real discussion, nor an official adoption resulted. The Strassburg delegates report: "Doctor Martin Luther has also drawn up some special articles, which he purposed to send to the council on his own accord, copies of which we have designated with W." The Strassburgers, then, were in position to send home a copy of these articles. Furthermore Osiander relates in a letter dated February 17: "Besides this, Luther has also written articles at Wittenberg, short indeed, but splendid and keen (illustres et argutos), in which everything is summed up in German wherefrom we cannot recede in the council without committing sacrilege. To-morrow we shall read them publicly in our meeting, in order that any one who wishes to add anything to them may present this in the presence of all. They will also, as I hope, deliberate on the [Wittenberg] Concord in the matter concerning the Lord's Supper. I regard Bucer as being sincerely one of us; Blaurer, however, by no means. For Philip tells of his having remarked that he was not able to agree with us." (268.) On February 18, however, Luther was taken ill and an official, public reading and discussion of his articles did not take place on this day nor, as already stated, at a later date.

Luther's articles, however, were nevertheless adopted at Smalcald, though not by the South Germans. When all other business had been transacted, they were presented for voluntary subscription. Bugenhagen had called the theologians together for this purpose. He proposed that now all those who wished (qui velint) should sign the articles Luther had brought with him. Hereupon Bucer declared that he had no commission to do this. However, in order to obliterate the impression that he declined to subscribe because of doctrinal differences, he added that he knew nothing in Luther's articles which might be criticized. Blaurer of Constance, Melander of Hesse, and Wolfart of Augsburg followed his example in declaring that they had no commission to sign the articles. In order not to endanger the Smalcald League, Bugenhagen, as appears from his proposition refrained from urging any one to sign. This was also the position of the other theologians.

Veit Dietrich reports: "Bucer was the first to say that he had no orders to sign. He added, however, that he knew of nothing in these articles that could be criticized, but that his magistrates had reasons for instructing him not to sign them. Afterwards Blaurer, Dionysius Melander, and your Boniface [Wolfart of Augsburg] said the same [that they had not been authorized by their superiors to sign]. The thought came to me immediately why Bucer, who taught correctly, should have been the first to refuse his signature, since it was certain that the others, Blaurer and if you will, also your man, would not subscribe because they did not approve of the dogma of the Lord's Supper. This would have led to an open doctrinal schism, which the Elector, Ernst of Lueneburg, and the Counts of Anhalt would, under no circumstances, have tolerated among the confederates. But, since Bucer did not subscribe, it was not necessary to dispute about the doctrine. When we saw this, I was also pleased that Luther's articles received no attention [in the official subscription], and that all subscribed merely to the Augustana and the Concord. And there was no one who refused to do this." (371.)

While thus Bucer, Fagius, Wolfart, Blaurer, and Fontanus refused to affix their signatures, the attending loyal Lutheran theologians endorsed Luther's articles all the more enthusiastically. And while the signatures affixed to the Augustana and the Apology total 32, including the suspected theologians, 44 names appear under Luther's articles. Among these is found also the abnormal subscription of Melander of Hesse: "I subscribe to the Confession, the Apology, and the Concord in the matter of the Eucharist," which is probably to be interpreted as a limitation of Luther's Article of the Lord's Supper.

Although, therefore, the subscription of the Smalcald Articles lacked the official character and was not by order of the Smalcald League as such, it nevertheless is in keeping with the actual facts when the Formula of Concord refers to Luther's Articles as "subscribed at that time [1537] by the chief theologians." (777, 4; 853, 7.) All true Lutheran pastors assembled at Smalcald recognized in Luther's articles their own, spontaneous confession against the Papists as well as against the Zwinglians and other enthusiasts.

75. Endorsed by Princes and Estates

The Thorough Declaration of the Formula of Concord makes the further statement that the Smalcald Articles were to be delivered in the Council at Mantua "in the name of the Estates, Electors, and Princes." (853, 7.) Evidently this is based on Luther's Preface to the Smalcald Articles written 1538, in which he says concerning his Articles: "They have also been accepted and unanimously confessed by our side, and it has been resolved that, in case the Pope with his adherents should ever be so bold as seriously and in good faith, without lying and cheating to hold a truly free Christian Council (as, indeed, he would be in duty bound to do), they be publicly delivered in order to set forth the Confession of our Faith." (455.)

Kolde and others surmise that Luther wrote as he did because, owing to his illness, he was not acquainted with the true situation at Smalcald. Tschackert, too, takes it for granted that Luther, not being sufficiently informed, was under the erroneous impression that the princes and estates as well as the theologians had adopted, and subscribed to, his articles. (300. 302.) Nor has a better theory of solving the difficulty hitherto been advanced. Yet it appears very improbable. If adopted, one must assume that Luther's attention was never drawn to this error of his. For Luther does not merely permit his assertion to stand in the following editions of the Smalcald Articles, but repeats it elsewhere as well. In an opinion written 1541 he writes: "In the second place, I leave the matter as it is found in the articles adopted at Smalcald; I shall not be able to improve on them; nor do I know how to yield anything further." (St. L. 17, 666.)

The Elector, too, shared Luther's opinion. In a letter of October 27, 1543, he urged him to publish in Latin and German (octavo), under the title, Booklet of the Smalcald Agreement —Buechlein der geschehenen Schmalkaldischen Vergleichung, the "Articles of Agreement, Vergleichungsartikel," on which he and Melanchthon had come to an agreement in 1537, at Smalcald, with the other allied estates, scholars, and theologians. (St. L. 21b, 2913.) October 17, 1552, immediately after he had obtained his liberty, the Elector made a similar statement. (C. R. 7, 1109.) Nor did Spalatin possess a knowledge in this matter differing from that of Luther and the Elector. He, too, believed that not only the theologians, but the princes and estates as well, with the exception of Hesse, Wuerttemberg, Strassburg, etc., had subscribed to Luther's articles. (Kolde, 51.)

Evidently, then, Luther's statement was generally regarded as being substantially and approximately correct and for all practical purposes in keeping, if not with the exact letter and form at least with the real spirit of what transpired at Smalcald and before as well as after this convention. It was not a mere delusion of Luther's, but was generally regarded as agreeing with the facts, that at Smalcald his articles were not only subscribed by the theologians, but adopted also by the Lutheran princes and estates, though, in deference to the Landgrave and the South German cities, not officially and by the Smalcald League as such.

76. Symbolical Authority of Smalcald Articles

The importance attached to the Smalcald Articles over against the Reformed and Crypto-Calvinists appears from a statement made by the Elector of Saxony, October 17, 1552 (shortly after his deliverance from captivity), in which he maintained that the Lutheran Church could have been spared her internal dissensions if every one had faithfully abided by the articles of Luther. He told the Wittenberg theologians that during his captivity he had heard of the dissensions and continued controversies, "which caused us no little grief. And we have therefore often desired with all our heart that in the churches of our former lands and those of others no change, prompted by human wisdom, had been undertaken nor permitted in the matters [doctrines] as they were held during the life of the blessed Doctor Martin Luther and during our rule, and confirmed at Smalcald, in the year 1537, by all pastors and preachers of the estates of the Augsburg Confession then assembled at that place. For if this had been done, no doubt, the divisions and errors prevailing among the teachers of said Confession, together with the grievous and harmful offenses which resulted therefrom, would, with the help of God, have been avoided." (C. R. 7, 1109.)