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Hinduism and Buddhism, An Historical Sketch, Vol. 1
Thus the Buddha and his disciples rejected such ideas as soul, being and personality. But their language does not always conform to this ideal of negative precision, for the vocabulary of Pali (and still more of English) is inadequate for the task of discussing what form conduct and belief should take unless such words are used. Also the Attâ (Âtman), which the Buddha denies, means more than is implied by our words self and personality. The word commonly used to signify an individual is puggalo. Thus in one sutta418 the Buddha preaches of the burden, the bearer of the burden, taking it up and laying it down. The burden is the five skandhas and the bearer is the individual or puggalo. This, if pressed, implies that there is a personality apart from the skandhas which has to bear them. But probably it should not be pressed and we should regard the utterance as merely a popular sermon using language which is, strictly speaking, metaphorical.
2
The doctrine of Anattâ—the doctrine that there is no such thing as a soul or self—is justly emphasized as a most important part of the Buddha's teaching and Buddhist ethics might be summarized as the selfless life. Yet there is a danger that Europeans may exaggerate and misunderstand the doctrine by taking it as equivalent to a denial of the soul's immortality or of free will or to an affirmation that mind is a function of the body. The universality of the proposition really diminishes its apparent violence and nihilism. To say that some beings have a soul and others have not is a formidable proposition, but to say that absolutely no existing person or thing contains anything which can be called a self or soul is less revolutionary than it sounds. It clearly does not deny that men exist for decades and mountains for millenniums: neither does it deny that before birth or after death there may be other existences similar to human life. It merely states that in all the world, organic and inorganic, there is nothing which is simple, self-existent, self-determined, and permanent: everything is compound, relative and transitory. The obvious fact that infancy, youth and age form a series is not denied: the series may be called a personality and death need not end it. The error to be avoided is the doctrine of the Brahmans that through this series there runs a changeless self, which assumes new phases like one who puts on new garments.
The co-ordination and apparent unity observable in our mental constitution is due to mano which is commonly translated mind but is really for Buddhism, as for the Upanishads, a sensus communis. Whereas the five senses have different spheres or fields which are independent and do not overlap, mano has a share in all these spheres. It receives and cognizes all sense impressions.
The philosophy of early Buddhism deals with psychology rather than with metaphysics. It holds it profitable to analyze and discuss man's mental constitution, because such knowledge leads to the destruction of false ideals and the pursuit of peace and insight. Enquiry into the origin and nature of the external world is not equally profitable: in fact it is a vain intellectual pastime. Still in treating of such matters as sensation, perception and consciousness, it is impossible to ignore the question of external objects or to avoid propounding, at least by implication, some theory about them. In this connection we often come upon the important word Dhamma (Sanskrit, Dharma). It means a law, and more especially the law of the Buddha, or, in a wider sense, justice, righteousness or religion419. But outside the moral and religious sphere it is commonly used in the plural as equivalent to phenomena, considered as involving states of consciousness. The Dhamma-sangaṇi420 divides phenomena into those which exist for the subject and those which exist for other individuals and ignores the possibility of things existing apart from a knowing subject. This hints at idealism and other statements seem more precise. Thus the Saṃyutta-Nikâya declares: "Verily, within this mortal body, some six feet high, but conscious and endowed with mind, is the world, and its origin, and its passing away421." And similarly422 the problem is posed, "Where do the four elements pass away and leave no trace behind." Neither gods nor men can answer it, and when it is referred to the Buddha, his decision is that the question is wrongly put and therefore admits of no solution. "Instead of asking where the four elements pass away without trace, you should have asked:
Where do earth, water, fire and wind,And long and short and fine and coarse,Pure and impure no footing find?Where is it that both name and form423Die out and leave no trace behind?"To that the answer is: In the mind of the Saint.Yet it is certain that such passages should not be interpreted as equivalent to the later Yogâcâra doctrine that only thought really exists or to any form of the doctrine that the world is Mâyâ or illusion. The Pitakas leave no doubt on this point, for they elaborate with clearness and consistency the theory that sensation and consciousness depend on contact, that is contact between sense organs and sense objects. "Man is conceived as a compound of instruments, receptive and reacting424" and the Saṃyutta-Nikâya puts into the Buddha's mouth the following dogmatic statement425. "Consciousness arises because of duality. What is that duality? Visual426 consciousness arises because of sight and because of visible objects. Sight is transitory and mutable: it is its very nature to change. Visible objects are the same. So this duality is both in movement and transitory."
The question of the reality of the external world did not present itself to the early Buddhists. Had it been posed we may surmise that the Buddha would have replied, as in similar cases, that the question was not properly put. He would not, we may imagine, have admitted that the human mind has the creative power which idealism postulates, for such power seems to imply the existence of something like a self or âtman. But still though the Pitakas emphasize the empirical duality of sense-organs and sense-objects, they also supply a basis for the doctrines of Nâgârjuna and Asanga, which like much late Buddhist metaphysics insist on using logic in regions where the master would not use it. When it is said that the genesis of the world and its passing away are within this mortal frame, the meaning probably is that the world as we experience it with its pains and pleasures depends on the senses and that with the modification or cessation of the senses it is changed or comes to an end. In other words (for this doctrine like most of the Buddha's doctrines is at bottom ethical rather than metaphysical) the saint can make or unmake his own world and triumph over pain. But the theory of sensation may be treated not ethically but metaphysically. Sensation implies a duality and on the one side the Buddha's teaching argues that there is no permanent sentient self but merely different kinds of consciousness arising in response to different stimuli. It is admitted too that visible objects are changing and transitory like sight itself and thus there is no reason to regard the external world, which is one half of the duality, as more permanent, self-existent and continuous than the other half. When we apply to it the destructive analysis which the Buddha applied only to mental states, we easily arrive at the nihilism or idealism of the later Buddhists. Of this I will treat later. For the present we have only to note that early Buddhism holds that sensation depends on contact, that is on a duality. It does not investigate the external part of this duality and it is clear that such investigation leads to the very speculations which the Buddha declared to be unprofitable, such as arguments about the eternity and infinity of the universe.
The doctrine of Anattâ is counterbalanced by the doctrine of causation. Without this latter the Buddha might seem to teach that life is a chaos of shadows. But on the contrary he teaches the universality of law, in this life and in all lives. For Hindus of most schools of thought, metempsychosis means the doctrine that the immortal soul passes from one bodily tenement to another, and is reborn again and again: karma is the law which determines the occurrence and the character of these births. In Buddhism, though the Pitakas speak continually of rebirth, metempsychosis is an incorrect expression since there is no soul to transmigrate and there is strictly speaking nothing but karma. This word, signifying literally action or act, is the name of the force which finds expression in the fact that every event is the result of causes and also is itself a cause which produces effects; further in the fact (for Indians regard it as one) that when a life, whether of a god, man or lower creature, comes to an end, the sum of its actions (which is in many connections equivalent to personal character) takes effect as a whole and determines the character of another aggregation of skandhas—in popular language, another being—representing the net result of the life which has come to an end. Karma is also used in the more concrete sense of the merit or demerit acquired by various acts. Thus we hear of karma which manifests itself in this life, and of karma which only manifests itself in another. No explanation whatever is given of the origin of karma, of its reason, method or aims and it would not be consistent with the principles of the Buddha to give such an explanation. Indeed, though it is justifiable to speak of karma as a force which calls into being the world as we know it, such a phrase goes beyond the habitual language of early Buddhism which merely states that everything has a cause and that every one's nature and circumstances are the result of previous actions in this or other existences. Karma is not so much invoked as a metaphysical explanation of the universe as accorded the consideration which it merits as an ultimate moral fact.
It has often been pointed out that the Buddha did not originate or even first popularize the ideas of reincarnation and karma: they are Indian, not specifically Buddhist. In fact, of all Indian systems of thought, Buddhism is the one which has the greatest difficulty in expressing these ideas in intelligible and consistent language, because it denies the existence of the ego. Some writers have gone so far as to suggest that the whole doctrine formed no part of the Buddha's original teaching and was an accretion, or at most a concession of the master to the beliefs of his time. But I cannot think this view is correct. The idea is woven into the texture of the Buddha's discourses. When in words which have as strong a claim as any in the Pitakas to be regarded as old and genuine he describes the stages by which he acquired enlightenment and promises the same experiences to those who observe his discipline427, he says that he first followed the thread of his own previous existences through past æons, plumbing the unfathomed depths of time: next, the whole of existence was spread out before him, like a view-seen from above, and he saw beings passing away from one body and taking shape in another, according to their deeds. Only when he understood both the perpetual transformation of the universe and also the line and sequence in which that transformation occurs, only then did he see the four truths as they really are.
It is unfortunate for us that the doctrine of reincarnation met with almost universal assent in India428. If some one were to found a new Christian sect, he would probably not be asked to prove the immortality of the soul: it is assumed as part of the common religious belief. Similarly, no one asked the Buddha to prove the doctrine of rebirth. If we permit our fancy to picture an interview between him and someone holding the ordinary ideas of an educated European about the soul, we may imagine that he would have some difficulty in understanding what is the alternative to rebirth. His interlocutor might reply that there are two types of theory among Europeans. Some think that the soul comes into existence with the body at birth but continues to exist everlasting and immortal after the death of the body. Others, commonly called materialists, while agreeing that the soul comes into existence with the birth of the body, hold that it ceases to exist with the death of the body. To the first theory the Buddha would probably have replied that there is one law without exception, namely that whatever has a beginning has also an end. The whole universe offers no analogy or parallel to the soul which has a beginning but no end, and not the smallest logical need is shown for believing a doctrine so contrary to the nature of things. And as for materialism he would probably say that it is a statement of the processes of the world as perceived but no explanation of the mental or even of the physical world. The materialists forget that objects as known cannot be isolated from the knowing subject. Sensation implies contact and duality but it is no real explanation to say that mental phenomena are caused by physical phenomena. The Buddha reckoned among vain speculations not only such problems as the eternity and infinity of the world but also the question, Is the principle of life (Jîva) identical with the body or not identical. That question, he said, is not properly put, which is tantamount to condemning as inadequate all theories which derive life and thought from purely material antecedents429. Other ideas of modern Europe, such as that the body is an instrument on which the soul works, or the expression of the soul, seem to imply, or at least to be compatible with, the pre-existence of the soul.
It is probable too that the Buddha would have said, and a modern Buddhist would certainly say, that the fact of rebirth can easily be proved by testimony and experience, because those who will make the effort can recall their previous births. For his hearers the difficulty must have been not to explain why they believed in rebirth but to harmonize the belief with the rest of the master's system, for what is reborn and how? We detect a tendency to say that it is Viññâṇa, or consciousness, and the expression paṭisandhiviññâṇam or rebirth-consciousness occurs430. The question is treated in an important dialogue in the Majjhima-Nikâya431, where a monk called Sâti maintains that, according to the Buddha's teaching, consciousness transmigrates unchanged. The Buddha summoned Sâti and rebuked his error in language of unusual severity, for it was evidently capital and fatal if persisted in. The Buddha does not state what transmigrates, as the European reader would wish him to do, and would no doubt have replied to that question that it is improperly framed and does not admit of an answer.
His argument is directed not so much against the idea that consciousness in one existence can have some connection with consciousness in the next, as against the idea that this consciousness is a unity and permanent. He maintains that it is a complex process due to many causes, each producing its own effect. Yet the Pitakas seem to admit that the processes which constitute consciousness in one life, can also produce their effect in another life, for the character of future lives may be determined by the wishes which we form in this life. Existence is really a succession of states of consciousness following one another irrespective of bodies. If ABC and abc are two successive lives, ABC is not more of a reality or unity than BCa. No personality passes over at death from ABC to abc but then ABC is itself not a unity: it is merely a continuous process of change432.
The discourse seems to say that taṇhâ, the thirst for life, is the connecting link between different births, but it does not use this expression. In one part of his address the Buddha exhorts his disciples not to enquire what they were or what they will be or what is the nature of their present existence, but rather to master and think out for themselves the universal law of causation, that every state has a cause for coming into being and a cause for passing away. No doubt his main object is as usual practical, to incite to self-control rather than to speculation. But may he not also have been under the influence of the idea that time is merely a form of human thought? For the ordinary mind which cannot conceive of events except as following one another in time, the succession of births is as true as everything else. The higher kinds of knowledge, such as are repeatedly indicated in the Buddha's discourse, though they are not described because language is incapable of describing them, may not be bound in this way by the idea of time and may see that the essential truth is not so much a series of births in which something persists and passes from existence to existence, as the timeless fact that life depends upon taṇhâ, the desire for life. Death, that is the breaking up of such constituents of human life as the body, states of consciousness, etc., does not affect taṇhâ. If taṇhâ has not been deliberately suppressed, it collects skandhas again. The result is called a new individual. But the essential truth is the persistence of the taṇhâ until it is destroyed.
Still there is no doubt that the earliest Buddhist texts and the discourse ascribed to the Buddha himself speak, when using ordinary untechnical language, of rebirth and of a man dying and being born433 in such and such a state. Only we must not suppose that the man's self is continued or transferred in this operation. There is no entity that can be called soul and strictly speaking no entity that can be called body, only a variable aggregation of skandhas, constantly changing. At death this collocation disperses but a new one reassembles under the influence of taṇhâ, the desire of life, and by the law of karma which prescribes that every act must have its result. The illustration that comes most naturally is that of water. Waves pass across the surface of the sea and successive waves are not the same, nor is what we call the same wave really the same at two different points in its progress, and yet one wave causes another wave and transmits its form and movement. So are beings travelling through the world (saṃsâra) not the same at any two points in a single life and still less the same in two consecutive lives: yet it is the impetus and form of the previous lives, the desire that urges them and the form that it takes, which determine the character of the succeeding lives.
But Buddhist writers more commonly illustrate rebirth by fire than by water and this simile is used with others in the Questions of Milinda. We cannot assume that this book reflects the views of the Buddha or his immediate followers, but it is the work of an Indian in touch with good tradition who lived a few centuries later and expressed his opinions with lucidity. It denies the existence of transmigration and of the soul and then proceeds to illustrate by metaphors and analogies how two successive lives can be the same and yet not the same. For instance, suppose a man carelessly allows his lamp to set his thatch on fire with the result that a whole village is burnt down. He is held responsible for the loss but when brought before the judge argues that the flame of his lamp was not the same as the flame that burnt down the village. Will such a plea be allowed? Certainly not. Or to take another metaphor. Suppose a man were to choose a young girl in marriage and after making a contract with her parents were to go away, waiting for her to grow up. Meanwhile another man comes and marries her. If the two men appeal to the King and the later suitor says to the earlier, The little child whom you chose and paid for is one and the full grown girl whom I paid for and married is another, no one would listen to his argument, for clearly the young woman has grown out of the girl and in ordinary language they are the same person. Or again suppose that one man left a jar of milk with another and the milk turned to curds. Would it be reasonable for the first man to accuse the second of theft because the milk has disappeared?
The caterpillar and butterfly might supply another illustration. It is unfortunate that the higher intelligences offer no example of such metamorphosis in which consciousness is apparently interrupted between the two stages. Would an intelligent caterpillar take an interest in his future welfare as a butterfly and stigmatize as vices indulgences pleasant to his caterpillar senses and harmful only to the coming butterfly, between whom and the caterpillar there is perhaps no continuity of consciousness? We can imagine how strongly butterflies would insist that the foundation of morality is that caterpillars should realize that the butterflies' interests and their own are the same.
3
When the Buddha contemplated the saṃsâra, the world of change and transmigration in which there is nothing permanent, nothing satisfying, nothing that can be called a self, he formulated his chief conclusions, theoretical and practical, in four propositions known as the four noble434 truths, concerning suffering, the cause of suffering, the extinction of suffering, and the path to the extinction of suffering435. These truths are always represented as the essential and indispensable part of Buddhism. Without them, says the Buddha more than once, there can be no emancipation, and agreeably to this we find them represented as having formed part of the teaching of previous Buddhas436 and consequently as being rediscovered rather than invented by Gotama. He even compares himself to one who has found in the jungle the site of an ancient city and caused it to be restored. It would therefore not be surprising if they were found in pre-Buddhist writings, and it has been pointed out that they are practically identical with the four divisions of the Hindu science of medicine: roga, disease; rogahetu, the cause of disease; arogya, absence of disease; bhaisajya, medicine. A similar parallel between the language of medicine and moral science can be found in the Yoga philosophy, and if the fourfold division of medicine can be shown to be anterior to Buddhism437, it may well have suggested the mould in which the four truths were cast. The comparison of life and passion to disease is frequent in Buddhist writings and the Buddha is sometimes hailed as the King of Physicians. It is a just compendium of his doctrine—so far as an illustration can be a compendium—to say that human life is like a diseased body which requires to be cured by a proper regimen. But the Buddha's claim to originality is not thereby affected, for it rests upon just this, that he was able to regard life and religion in this spirit and to put aside the systems of ritual, speculation and self-mortification which were being preached all round him.
The first truth is that existence involves suffering. It receives emotional expression in a discourse in the Saṃyutta-Nikâya438. "The world of transmigration, my disciples, has its beginning in eternity. No origin can be perceived, from which beings start, and hampered by ignorance, fettered by craving, stray and wander. Which think you are more—the tears which you have shed as you strayed and wandered on this long journey, grieving and weeping because you were bound to what you hated and separated from what you loved—which are more, these tears, or the waters in the four oceans? A mother's death, a son's death, a daughter's death, loss of kinsmen, loss of property, sickness, all these have you endured through long ages—and while you felt these losses and strayed and wandered on this long journey, grieving and weeping because you were bound to what you hated and separated from what you loved, the tears that you shed are more than the water in the four oceans."
It is remarkable that such statements aroused no contradiction. The Buddha was not an isolated and discontented philosopher, like Schopenhauer in his hotel, but the leader of an exceptionally successful religious movement in touch and sympathy with popular ideas. On many points his assertions called forth discussion and contradiction but when he said that all existence involves suffering no one disputed the dictum: no one talked of the pleasures of life or used those arguments which come so copiously to the healthy-minded modern essayist when he devotes a page or two to disproving pessimism439. On this point the views and temperament of the Buddha were clearly those of educated India. The existence of this conviction and temperament in a large body of intellectual men is as important as the belief in the value of life and the love of activity for its own sake which is common among Europeans. Both tempers must be taken into account by every theory which is not merely personal but endeavours to ascertain what the human race think and feel about existence.