The Golden Bough: A Study in Magic and Religion (Third Edition, Vol. 09 of 12)

Annual human scapegoats in Tibet. The Jalno, the temporary ruler of Lhasa.

In Tibet the ceremony of the scapegoat presents some remarkable features. The Tibetan new year begins with the new moon which appears about the fifteenth of February. For twenty-three days afterwards the government of Lhasa, the capital, is taken out of the hands of the ordinary rulers and entrusted to the monk of the Debang monastery who offers to pay the highest sum for the privilege. The successful bidder is called the Jalno, and he announces his accession to power in person, going through the streets of Lhasa with a silver stick in his hand. Monks from all the neighbouring monasteries and temples assemble to pay him homage. The Jalno exercises his authority in the most arbitrary manner for his own benefit, as all the fines which he exacts are his by purchase. The profit he makes is about ten times the amount of the purchase money. His men go about the streets in order to discover any conduct on the part of the inhabitants that can be found fault with. Every house in Lhasa is taxed at this time, and the slightest offence is punished with unsparing rigour by fines. This severity of the Jalno drives all working classes out of the city till the twenty-three days are over. But if the laity go out, the clergy come in. All the Buddhist monasteries of the country for miles round about open their gates and disgorge their inmates. All the roads that lead down into Lhasa from the neighbouring mountains are full of monks hurrying to the capital, some on foot, some on horseback, some riding asses or lowing oxen, all carrying their prayer-books and culinary utensils. In such multitudes do they come that the streets and squares of the city are encumbered with their swarms, and incarnadined with their red cloaks. The disorder and confusion are indescribable. Bands of the holy men traverse the streets chanting prayers or uttering wild cries. They meet, they jostle, they quarrel, they fight; bloody noses, black eyes, and broken heads are freely given and received. All day long, too, from before the peep of dawn till after darkness has fallen, these red-cloaked monks hold services in the dim incense-laden air of the great Machindranath temple, the cathedral of Lhasa; and thither they crowd thrice a day to receive their doles of tea and soup and money. The cathedral is a vast building, standing in the centre of the city, and surrounded by bazaars and shops. The idols in it are richly inlaid with gold and precious stones.

The Jalno and the King of the Years. Expulsion of the King of the Years.

Twenty-four days after the Jalno has ceased to have authority, he assumes it again, and for ten days acts in the same arbitrary manner as before. On the first of the ten days the priests again assemble at the cathedral, pray to the gods to prevent sickness and other evils among the people, “and, as a peace-offering, sacrifice one man. The man is not killed purposely, but the ceremony he undergoes often proves fatal.540 Grain is thrown against his head, and his face is painted half white, half black.” Thus grotesquely disguised, and carrying a coat of skin on his arm, he is called the King of the Years, and sits daily in the market-place, where he helps himself to whatever he likes and goes about shaking a black yak's tail over the people, who thus transfer their bad luck to him. On the tenth day, all the troops in Lhasa march to the great temple and form in line before it. The King of the Years is brought forth from the temple and receives small donations from the assembled multitude. He then ridicules the Jalno, saying to him, “What we perceive through the five senses is no illusion. All you teach is untrue,” and the like. The Jalno, who represents the Grand Lama for the time being, contests these heretical opinions; the dispute waxes warm, and at last both agree to decide the questions at issue by a cast of the dice, the Jalno offering to change places with the scapegoat should the throw be against him. If the King of the Years wins, much evil is prognosticated; but if the Jalno wins, there is great rejoicing, for it proves that his adversary has been accepted by the gods as a victim to bear all the sins of the people of Lhasa. Fortune, however, always favours the Jalno, who throws sixes with unvarying success, while his opponent turns up only ones. Nor is this so extraordinary as at first sight it might appear; for the Jalno's dice are marked with nothing but sixes and his adversary's with nothing but ones. When he sees the finger of Providence thus plainly pointed against him, the King of the Years is terrified and flees away upon a white horse, with a white dog, a white bird, salt, and so forth, which have all been provided for him by the government. His face is still painted half white and half black, and he still wears his leathern coat. The whole populace pursues him, hooting, yelling, and firing blank shots in volleys after him. Thus driven out of the city, he is detained for seven days in the great chamber of horrors at the Samyas monastery, surrounded by monstrous and terrific images of devils and skins of huge serpents and wild beasts. Thence he goes away into the mountains of Chetang, where he has to remain an outcast for several months or a year in a narrow den. If he dies before the time is out, the people say it is an auspicious omen; but if he survives, he may return to Lhasa and play the part of scapegoat over again the following year.541

The Grand Lama, the Jalno, and the King of the Years in their relations to each other. Probability that of old the Tibetan scapegoat was put to death as a substitute for the Grand Lama.

This quaint ceremonial, still annually observed in the secluded capital of Buddhism – the Rome of Asia – is interesting because it exhibits, in a clearly marked religious stratification, a series of divine redeemers themselves redeemed, of vicarious sacrifices vicariously atoned for, of gods undergoing a process of fossilization, who, while they retain the privileges, have disburdened themselves of the pains and penalties of divinity. In the Jalno we may without undue straining discern a successor of those temporary kings, those mortal gods, who purchase a short lease of power and glory at the price of their lives. That he is the temporary substitute of the Grand Lama is certain; that he is, or was once, liable to act as scapegoat for the people is made nearly certain by his offer to change places with the real scapegoat – the King of the Years – if the arbitrament of the dice should go against him. It is true that the conditions under which the question is now put to the hazard have reduced the offer to an idle form. But such forms are no mere mushroom growths, springing up of themselves in a night. If they are now lifeless formalities, empty husks devoid of significance, we may be sure that they once had a life and a meaning; if at the present day they are blind alleys leading nowhere, we may be certain that in former days they were paths that led somewhere, if only to death. That death was the goal to which of old the Tibetan scapegoat passed after his brief period of licence in the market-place, is a conjecture that has much to commend it. Analogy suggests it; the blank shots fired after him, the statement that the ceremony often proves fatal, the belief that his death is a happy omen, all confirm it. We need not wonder then that the Jalno, after paying so dear to act as deputy-deity for a few weeks, should have preferred to die by deputy rather than in his own person when his time was up. The painful but necessary duty was accordingly laid on some poor devil, some social outcast, some wretch with whom the world had gone hard, who readily agreed to throw away his life at the end of a few days if only he might have his fling in the meantime. For observe that while the time allowed to the original deputy – the Jalno – was measured by weeks, the time allowed to the deputy's deputy was cut down to days, ten days according to one authority, seven days according to another. So short a rope was doubtless thought a long enough tether for so black or sickly a sheep; so few sands in the hour-glass, slipping so fast away, sufficed for one who had wasted so many precious years. Hence in the jack-pudding who now masquerades with motley countenance in the market-place of Lhasa, sweeping up misfortune with a black yak's tail, we may fairly see the substitute of a substitute, the vicar of a vicar, the proxy on whose back the heavy burden was laid when it had been lifted from nobler shoulders. But the clue, if we have followed it aright, does not stop at the Jalno; it leads straight back to the pope of Lhasa himself, the Grand Lama, of whom the Jalno is merely the temporary vicar. The analogy of many customs in many lands points to the conclusion that, if this human divinity stoops to resign his ghostly power for a time into the hands of a substitute, it is, or rather was once, for no other reason than that the substitute might die in his stead. Thus through the mist of ages unillumined by the lamp of history, the tragic figure of the pope of Buddhism – God's vicar on earth for Asia – looms dim and sad as the man-god who bore his people's sorrows, the Good Shepherd who laid down his life for the sheep.

Chapter V. On Scapegoats in General

General remarks.

The foregoing survey of the custom of publicly expelling the accumulated evils of a village or town or country suggests a few general observations.

First, the immediate and the mediate expulsions of evil are identical in intention.

In the first place, it will not be disputed that what I have called the immediate and the mediate expulsions of evil are identical in intention; in other words, that whether the evils are conceived of as invisible or as embodied in a material form, is a circumstance entirely subordinate to the main object of the ceremony, which is simply to effect a total clearance of all the ills that have been infesting a people. If any link were wanting to connect the two kinds of expulsion, it would be furnished by such a practice as that of sending the evils away in a litter or a boat. For here, on the one hand, the evils are invisible and intangible; and, on the other hand, there is a visible and tangible vehicle to convey them away. And a scapegoat is nothing more than such a vehicle.

Second, the annual expulsion of evil generally coincides with some well-marked change of season, such as the beginning or end of winter, the beginning or end of the rainy season, etc.

In the second place, when a general clearance of evils is resorted to periodically, the interval between the celebrations of the ceremony is commonly a year, and the time of year when the ceremony takes place usually coincides with some well-marked change of season, such as the beginning or end of winter in the arctic and temperate zones, and the beginning or end of the rainy season in the tropics. The increased mortality which such climatic changes are apt to produce, especially amongst ill-fed, ill-clothed, and ill-housed savages, is set down by primitive man to the agency of demons, who must accordingly be expelled. Hence, in the tropical regions of New Britain and Peru, the devils are or were driven out at the beginning of the rainy season; hence, on the dreary coasts of Baffin Land, they are banished at the approach of the bitter arctic winter. When a tribe has taken to husbandry, the time for the general expulsion of devils is naturally made to agree with one of the great epochs of the agricultural year, as sowing, or harvest; but, as these epochs themselves naturally coincide with changes of season, it does not follow that the transition from the hunting or pastoral to the agricultural life involves any alteration in the time of celebrating this great annual rite. Some of the agricultural communities of India and the Hindoo Koosh, as we have seen, hold their general clearance of demons at harvest, others at sowing-time. But, at whatever season of the year it is held, the general expulsion of devils commonly marks the beginning of the new year. For, before entering on a new year, people are anxious to rid themselves of the troubles that have harassed them in the past; hence it comes about that in so many communities the beginning of the new year is inaugurated with a solemn and public banishment of evil spirits.

Third, the annual expulsion of evil is commonly preceded or followed by a period of general license.

In the third place, it is to be observed that this public and periodic expulsion of devils is commonly preceded or followed by a period of general license, during which the ordinary restraints of society are thrown aside, and all offences, short of the gravest, are allowed to pass unpunished. In Guinea and Tonquin the period of license precedes the public expulsion of demons; and the suspension of the ordinary government in Lhasa previous to the expulsion of the scapegoat is perhaps a relic of a similar period of universal license. Amongst the Hos of India the period of license follows the expulsion of the devil. Amongst the Iroquois it hardly appears whether it preceded or followed the banishment of evils. In any case, the extraordinary relaxation of all ordinary rules of conduct on such occasions is doubtless to be explained by the general clearance of evils which precedes or follows it. On the one hand, when a general riddance of evil and absolution from all sin is in immediate prospect, men are encouraged to give the rein to their passions, trusting that the coming ceremony will wipe out the score which they are running up so fast. On the other hand, when the ceremony has just taken place, men's minds are freed from the oppressive sense, under which they generally labour, of an atmosphere surcharged with devils; and in the first revulsion of joy they overleap the limits commonly imposed by custom and morality. When the ceremony takes place at harvest-time, the elation of feeling which it excites is further stimulated by the state of physical wellbeing produced by an abundant supply of food.542

Fourth, the use of a divine man or animal as a scapegoat is remarkable.

Fourthly, the employment of a divine man or animal as a scapegoat is especially to be noted; indeed, we are here directly concerned with the custom of banishing evils only in so far as these evils are believed to be transferred to a god who is afterwards slain. It may be suspected that the custom of employing a divine man or animal as a public scapegoat is much more widely diffused than appears from the examples cited. For, as has already been pointed out, the custom of killing a god dates from so early a period of human history that in later ages, even when the custom continues to be practised, it is liable to be misinterpreted. The divine character of the animal or man is forgotten, and he comes to be regarded merely as an ordinary victim. This is especially likely to be the case when it is a divine man who is killed. For when a nation becomes civilized, if it does not drop human sacrifices altogether, it at least selects as victims only such wretches as would be put to death at any rate. Thus the killing of a god may sometimes come to be confounded with the execution of a criminal.

Why a dying god should serve as a scapegoat.

If we ask why a dying god should be chosen to take upon himself and carry away the sins and sorrows of the people, it may be suggested that in the practice of using the divinity as a scapegoat we have a combination of two customs which were at one time distinct and independent. On the one hand we have seen that it has been customary to kill the human or animal god in order to save his divine life from being weakened by the inroads of age. On the other hand we have seen that it has been customary to have a general expulsion of evils and sins once a year. Now, if it occurred to people to combine these two customs, the result would be the employment of the dying god as a scapegoat. He was killed, not originally to take away sin, but to save the divine life from the degeneracy of old age; but, since he had to be killed at any rate, people may have thought that they might as well seize the opportunity to lay upon him the burden of their sufferings and sins, in order that he might bear it away with him to the unknown world beyond the grave.

The use of a divinity as scapegoat explains an ambiguity in the ceremony of “Carrying out Death.”

The use of the divinity as a scapegoat clears up the ambiguity which, as we saw, appears to hang about the European folk-custom of “carrying out Death.”543 Grounds have been shewn for believing that in this ceremony the so-called Death was originally the spirit of vegetation, who was annually slain in spring, in order that he might come to life again with all the vigour of youth. But, as I pointed out, there are certain features in the ceremony which are not explicable on this hypothesis alone. Such are the marks of joy with which the effigy of Death is carried out to be buried or burnt, and the fear and abhorrence of it manifested by the bearers. But these features become at once intelligible if we suppose that the Death was not merely the dying god of vegetation, but also a public scapegoat, upon whom were laid all the evils that had afflicted the people during the past year. Joy on such an occasion is natural and appropriate; and if the dying god appears to be the object of that fear and abhorrence which are properly due not to himself, but to the sins and misfortunes with which he is laden, this arises merely from the difficulty of distinguishing, or at least of marking the distinction, between the bearer and the burden. When the burden is of a baleful character, the bearer of it will be feared and shunned just as much as if he were himself instinct with those dangerous properties of which, as it happens, he is only the vehicle. Similarly we have seen that disease-laden and sin-laden boats are dreaded and shunned by East Indian peoples.544 Again, the view that in these popular customs the Death is a scapegoat as well as a representative of the divine spirit of vegetation derives some support from the circumstance that its expulsion is always celebrated in spring and chiefly by Slavonic peoples. For the Slavonic year began in spring;545 and thus, in one of its aspects, the ceremony of “carrying out Death” would be an example of the widespread custom of expelling the accumulated evils of the old year before entering on a new one.

Chapter VI. Human Scapegoats in Classical Antiquity

§ 1. The Human Scapegoat in Ancient Rome

Annual expulsion of “the Old Mars”in the month of March in ancient Rome.

We are now prepared to notice the use of the human scapegoat in classical antiquity. Every year on the fourteenth of March a man clad in skins was led in procession through the streets of Rome, beaten with long white rods, and driven out of the city. He was called Mamurius Veturius,546 that is, “the old Mars,”547 and as the ceremony took place on the day preceding the first full moon of the old Roman year (which began on the first of March), the skin-clad man must have represented the Mars of the past year, who was driven out at the beginning of a new one. Now Mars was originally not a god of war but of vegetation. For it was to Mars that the Roman husbandman prayed for the prosperity of his corn and his vines, his fruit-trees and his copses;548 it was to Mars that the priestly college of the Arval Brothers, whose business it was to sacrifice for the growth of the crops,549 addressed their petitions almost exclusively;550 and it was to Mars, as we saw,551 that a horse was sacrificed in October to secure an abundant harvest. Moreover, it was to Mars, under his title of “Mars of the woods” (Mars Silvanus), that farmers offered sacrifice for the welfare of their cattle.552 We have already seen that cattle are commonly supposed to be under the special patronage of tree-gods.553 Once more, the consecration of the vernal month of March to Mars seems to point him out as the deity of the sprouting vegetation. Thus the Roman custom of expelling the old Mars at the beginning of the new year in spring is identical with the Slavonic custom of “carrying out Death,” if the view here taken of the latter custom is correct. The similarity of the Roman and Slavonic customs has been already remarked by scholars, who appear, however, to have taken Mamurius Veturius and the corresponding figures in the Slavonic ceremonies to be representatives of the old year rather than of the old god of vegetation.554 It is possible that ceremonies of this kind may have come to be thus interpreted in later times even by the people who practised them. But the personification of a period of time is too abstract an idea to be primitive.555 However, in the Roman, as in the Slavonic, ceremony, the representative of the god appears to have been treated not only as a deity of vegetation but also as a scapegoat. His expulsion implies this; for there is no reason why the god of vegetation, as such, should be expelled the city. But it is otherwise if he is also a scapegoat; it then becomes necessary to drive him beyond the boundaries, that he may carry his sorrowful burden away to other lands. And, in fact, Mamurius Veturius appears to have been driven away to the land of the Oscans, the enemies of Rome.556

“The Old Mars”seems to have been beaten by the Salii, the dancing priests of Mars. The dances of the Salii in spring and autumn were perhaps intended to quicken the growth of the corn sown at these seasons. The armed processions of the Salii may have been intended to rout out and expel the demons lurking in the city.

The blows with which the “old Mars” was expelled the city seem to have been administered by the dancing priests of Mars, the Salii. At least we know that in their songs these priests made mention of Mamurius Veturius;557 and we are told that on a day dedicated to him they beat a hide with rods.558 It is therefore highly probable that the hide which they drubbed on that day was the one worn by the representative of the deity whose name they simultaneously chanted. Thus on the fourteenth day of March every year Rome witnessed the curious spectacle of the human incarnation of a god chased by the god's own priests with blows from the city. The rite becomes at least intelligible on the theory that the man so beaten and expelled stood for the outworn deity of vegetation, who had to be replaced by a fresh and vigorous young divinity at the beginning of a New Year, when everywhere around in field and meadow, in wood and thicket the vernal flowers, the sprouting grass, and the opening buds and blossoms testified to the stirring of new life in nature after the long torpor and stagnation of winter. The dancing priests of the god derived their name of Salii from the leaps or dances which they were bound to execute as a solemn religious ceremony every year in the Comitium, the centre of Roman political life.559 Twice a year, in the spring month of March and the autumn month of October, they discharged this sacred duty;560 and as they did so they invoked Saturn, the Roman god of sowing.561 As the Romans sowed the corn both in spring and autumn,562 and as down to the present time in Europe superstitious rustics are wont to dance and leap high in spring for the purpose of making the crops grow high,563 we may conjecture that the leaps and dances performed by the Salii, the priests of the old Italian god of vegetation, were similarly supposed to quicken the growth of the corn by homoeopathic or imitative magic. The Salii were not limited to Rome; similar colleges of dancing priests are known to have existed in many towns of ancient Italy;564 everywhere, we may conjecture, they were supposed to contribute to the fertility of the earth by their leaps and dances. At Rome they were divided into two colleges, each composed of twelve members; and it is not impossible that the number twelve was fixed with reference to the twelve months of the old lunar year;565 the Fratres Arvales, or “Brethren of the Ploughed Fields,” another Roman college of priests, whose functions were purely agricultural, and who wore as a badge of their office a wreath of corn-ears, were also twelve in number, perhaps for a similar reason.566 Nor was the martial equipment of the Salii so alien to this peaceful function as a modern reader might naturally suppose. Each of them wore on his head a peaked helmet of bronze, and at his side a sword; on his left arm he carried a shield of a peculiar shape, and in his right hand he wielded a staff with which he smote on the shield till it rang again.567 Such weapons in priestly hands may be turned against spiritual foes; in the preceding pages we have met with many examples of the use of material arms to rout the host of demons who oppress the imagination of primitive man, and we have seen that the clash and clangour of metal is often deemed particularly effective in putting these baleful beings to flight.568 May it not have been so with the martial priests of Mars? We know that they paraded the city for days together in a regular order, taking up their quarters for the night at a different place each day; and as they went they danced in triple time, singing and clashing on their shields and taking their time from a fugleman, who skipped and postured at their head.569 We may conjecture that in so doing they were supposed to be expelling the powers of evil which had accumulated during the preceding year or six months, and which the people pictured to themselves in the form of demons lurking in the houses, temples, and the other edifices of the city. In savage communities such tumultuous and noisy processions often parade the village for a similar purpose. Similarly, we have seen that among the Iroquois men in fantastic costume used to go about collecting the sins of the people as a preliminary to transferring them to the scapegoat dogs; and we have met with many examples of armed men rushing about the streets and houses to drive out demons and evils of all kinds.570 Why should it not have been so also in ancient Rome? The religion of the old Romans is full of relics of savagery.