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The World as Will and Idea (Vol. 1 of 3)
The World as Will and Idea (Vol. 1 of 3)

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The World as Will and Idea (Vol. 1 of 3)

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Arthur Schopenhauer

The World as Will and Idea (Vol. 1 of 3)

Translators' Preface

The style of “Die Welt als Wille und Vorstellung” is sometimes loose and involved, as is so often the case in German philosophical treatises. The translation of the book has consequently been a matter of no little difficulty. It was found that extensive alteration of the long and occasionally involved sentences, however likely to prove conducive to a satisfactory English style, tended not only to obliterate the form of the original but even to imperil the meaning. Where a choice has had to be made, the alternative of a somewhat slavish adherence to Schopenhauer's ipsissima verba has accordingly been preferred to that of inaccuracy. The result is a piece of work which leaves much to be desired, but which has yet consistently sought to reproduce faithfully the spirit as well as the letter of the original.

As regards the rendering of the technical terms about which there has been so much controversy, the equivalents used have only been adopted after careful consideration of their meaning in the theory of knowledge. For example, “Vorstellung” has been rendered by “idea,” in preference to “representation,” which is neither accurate, intelligible, nor elegant. “Idee,” is translated by the same word, but spelled with a capital, – “Idea.” Again, “Anschauung” has been rendered according to the context, either by “perception” simply, or by “intuition or perception.”

Notwithstanding statements to the contrary in the text, the book is probably quite intelligible in itself, apart from the treatise “On the Fourfold Root of the Principle of Sufficient Reason.” It has, however, been considered desirable to add an abstract of the latter work in an appendix to the third volume of this translation.

R. B. H.

J. K.

Preface To The First Edition

I propose to point out here how this book must be read in order to be thoroughly understood. By means of it I only intend to impart a single thought. Yet, notwithstanding all my endeavours, I could find no shorter way of imparting it than this whole book. I hold this thought to be that which has very long been sought for under the name of philosophy, and the discovery of which is therefore regarded by those who are familiar with history as quite as impossible as the discovery of the philosopher's stone, although it was already said by Pliny: Quam multa fieri non posse, priusquam sint facta, judicantur? (Hist. nat. 7, 1.)

According as we consider the different aspects of this one thought which I am about to impart, it exhibits itself as that which we call metaphysics, that which we call ethics, and that which we call æsthetics; and certainly it must be all this if it is what I have already acknowledged I take it to be.

A system of thought must always have an architectonic connection or coherence, that is, a connection in which one part always supports the other, though the latter does not support the former, in which ultimately the foundation supports all the rest without being supported by it, and the apex is supported without supporting. On the other hand, a single thought, however comprehensive it may be, must preserve the most perfect unity. If it admits of being broken up into parts to facilitate its communication, the connection of these parts must yet be organic, i. e., it must be a connection in which every part supports the whole just as much as it is supported by it, a connection in which there is no first and no last, in which the whole thought gains distinctness through every part, and even the smallest part cannot be completely understood unless the whole has already been grasped. A book, however, must always have a first and a last line, and in this respect will always remain very unlike an organism, however like one its content may be: thus form and matter are here in contradiction.

It is self-evident that under these circumstances no other advice can be given as to how one may enter into the thought explained in this work than to read the book twice, and the first time with great patience, a patience which is only to be derived from the belief, voluntarily accorded, that the beginning presupposes the end almost as much as the end presupposes the beginning, and that all the earlier parts presuppose the later almost as much as the later presuppose the earlier. I say “almost;” for this is by no means absolutely the case, and I have honestly and conscientiously done all that was possible to give priority to that which stands least in need of explanation from what follows, as indeed generally to everything that can help to make the thought as easy to comprehend and as distinct as possible. This might indeed to a certain extent be achieved if it were not that the reader, as is very natural, thinks, as he reads, not merely of what is actually said, but also of its possible consequences, and thus besides the many contradictions actually given of the opinions of the time, and presumably of the reader, there may be added as many more which are anticipated and imaginary. That, then, which is really only misunderstanding, must take the form of active disapproval, and it is all the more difficult to recognise that it is misunderstanding, because although the laboriously-attained clearness of the explanation and distinctness of the expression never leaves the immediate sense of what is said doubtful, it cannot at the same time express its relations to all that remains to be said. Therefore, as we have said, the first perusal demands patience, founded on confidence that on a second perusal much, or all, will appear in an entirely different light. Further, the earnest endeavour to be more completely and even more easily comprehended in the case of a very difficult subject, must justify occasional repetition. Indeed the structure of the whole, which is organic, not a mere chain, makes it necessary sometimes to touch on the same point twice. Moreover this construction, and the very close connection of all the parts, has not left open to me the division into chapters and paragraphs which I should otherwise have regarded as very important, but has obliged me to rest satisfied with four principal divisions, as it were four aspects of one thought. In each of these four books it is especially important to guard against losing sight, in the details which must necessarily be discussed, of the principal thought to which they belong, and the progress of the whole exposition. I have thus expressed the first, and like those which follow, unavoidable demand upon the reader, who holds the philosopher in small favour just because he himself is a philosopher.

The second demand is this, that the introduction be read before the book itself, although it is not contained in the book, but appeared five years earlier under the title, “Ueber die vierfache Wurzel des Satzes vom zureichenden Grunde: eine philosophische Abhandlung” (On the fourfold root of the principle of sufficient reason: a philosophical essay). Without an acquaintance with this introduction and propadeutic it is absolutely impossible to understand the present work properly, and the content of that essay will always be presupposed in this work just as if it were given with it. Besides, even if it had not preceded this book by several years, it would not properly have been placed before it as an introduction, but would have been incorporated in the first book. As it is, the first book does not contain what was said in the earlier essay, and it therefore exhibits a certain incompleteness on account of these deficiencies, which must always be supplied by reference to it. However, my disinclination was so great either to quote myself or laboriously to state again in other words what I had already said once in an adequate manner, that I preferred this course, notwithstanding the fact that I might now be able to give the content of that essay a somewhat better expression, chiefly by freeing it from several conceptions which resulted from the excessive influence which the Kantian philosophy had over me at the time, such as – categories, outer and inner sense, and the like. But even there these conceptions only occur because as yet I had never really entered deeply into them, therefore only by the way and quite out of connection with the principal matter. The correction of such passages in that essay will consequently take place of its own accord in the mind of the reader through his acquaintance with the present work. But only if we have fully recognised by means of that essay what the principle of sufficient reason is and signifies, what its validity extends to, and what it does not extend to, and that that principle is not before all things, and the whole world merely in consequence of it, and in conformity to it, a corollary, as it were, of it; but rather that it is merely the form in which the object, of whatever kind it may be, which is always conditioned by the subject, is invariably known so far as the subject is a knowing individual: only then will it be possible to enter into the method of philosophy which is here attempted for the first time, and which is completely different from all previous methods.

But the same disinclination to repeat myself word for word, or to say the same thing a second time in other and worse words, after I have deprived myself of the better, has occasioned another defect in the first book of this work. For I have omitted all that is said in the first chapter of my essay “On Sight and Colour,” which would otherwise have found its place here, word for word. Therefore the knowledge of this short, earlier work is also presupposed.

Finally, the third demand I have to make on the reader might indeed be tacitly assumed, for it is nothing but an acquaintance with the most important phenomenon that has appeared in philosophy for two thousand years, and that lies so near us: I mean the principal writings of Kant. It seems to me, in fact, as indeed has already been said by others, that the effect these writings produce in the mind to which they truly speak is very like that of the operation for cataract on a blind man: and if we wish to pursue the simile further, the aim of my own work may be described by saying that I have sought to put into the hands of those upon whom that operation has been successfully performed a pair of spectacles suitable to eyes that have recovered their sight – spectacles of whose use that operation is the absolutely necessary condition. Starting then, as I do to a large extent, from what has been accomplished by the great Kant, I have yet been enabled, just on account of my earnest study of his writings, to discover important errors in them. These I have been obliged to separate from the rest and prove to be false, in order that I might be able to presuppose and apply what is true and excellent in his doctrine, pure and freed from error. But not to interrupt and complicate my own exposition by a constant polemic against Kant, I have relegated this to a special appendix. It follows then, from what has been said, that my work presupposes a knowledge of this appendix just as much as it presupposes a knowledge of the philosophy of Kant; and in this respect it would therefore be advisable to read the appendix first, all the more as its content is specially related to the first book of the present work. On the other hand, it could not be avoided, from the nature of the case, that here and there the appendix also should refer to the text of the work; and the only result of this is, that the appendix, as well as the principal part of the work, must be read twice.

The philosophy of Kant, then, is the only philosophy with which a thorough acquaintance is directly presupposed in what we have to say here. But if, besides this, the reader has lingered in the school of the divine Plato, he will be so much the better prepared to hear me, and susceptible to what I say. And if, indeed, in addition to this he is a partaker of the benefit conferred by the Vedas, the access to which, opened to us through the Upanishads, is in my eyes the greatest advantage which this still young century enjoys over previous ones, because I believe that the influence of the Sanscrit literature will penetrate not less deeply than did the revival of Greek literature in the fifteenth century: if, I say, the reader has also already received and assimilated the sacred, primitive Indian wisdom, then is he best of all prepared to hear what I have to say to him. My work will not speak to him, as to many others, in a strange and even hostile tongue; for, if it does not sound too vain, I might express the opinion that each one of the individual and disconnected aphorisms which make up the Upanishads may be deduced as a consequence from the thought I am going to impart, though the converse, that my thought is to be found in the Upanishads, is by no means the case.

But most readers have already grown angry with impatience, and burst into reproaches with difficulty kept back so long. How can I venture to present a book to the public under conditions and demands the first two of which are presumptuous and altogether immodest, and this at a time when there is such a general wealth of special ideas, that in Germany alone they are made common property through the press, in three thousand valuable, original, and absolutely indispensable works every year, besides innumerable periodicals, and even daily papers; at a time when especially there is not the least deficiency of entirely original and profound philosophers, but in Germany alone there are more of them alive at the same time, than several centuries could formerly boast of in succession to each other? How is one ever to come to the end, asks the indignant reader, if one must set to work upon a book in such a fashion?

As I have absolutely nothing to advance against these reproaches, I only hope for some small thanks from such readers for having warned them in time, so that they may not lose an hour over a book which it would be useless to read without complying with the demands that have been made, and which should therefore be left alone, particularly as apart from this we might wager a great deal that it can say nothing to them, but rather that it will always be only pancorum hominum, and must therefore quietly and modestly wait for the few whose unusual mode of thought may find it enjoyable. For apart from the difficulties and the effort which it requires from the reader, what cultured man of this age, whose knowledge has almost reached the august point at which the paradoxical and the false are all one to it, could bear to meet thoughts almost on every page that directly contradict that which he has yet himself established once for all as true and undeniable? And then, how disagreeably disappointed will many a one be if he finds no mention here of what he believes it is precisely here he ought to look for, because his method of speculation agrees with that of a great living philosopher,1 who has certainly written pathetic books, and who only has the trifling weakness that he takes all he learned and approved before his fifteenth year for inborn ideas of the human mind. Who could stand all this? Therefore my advice is simply to lay down the book.

But I fear I shall not escape even thus. The reader who has got as far as the preface and been stopped by it, has bought the book for cash, and asks how he is to be indemnified. My last refuge is now to remind him that he knows how to make use of a book in several ways, without exactly reading it. It may fill a gap in his library as well as many another, where, neatly bound, it will certainly look well. Or he can lay it on the toilet-table or the tea-table of some learned lady friend. Or, finally, what certainly is best of all, and I specially advise it, he can review it.

And now that I have allowed myself the jest to which in this two-sided life hardly any page can be too serious to grant a place, I part with the book with deep seriousness, in the sure hope that sooner or later it will reach those to whom alone it can be addressed; and for the rest, patiently resigned that the same fate should, in full measure, befall it, that in all ages has, to some extent, befallen all knowledge, and especially the weightiest knowledge of the truth, to which only a brief triumph is allotted between the two long periods in which it is condemned as paradoxical or disparaged as trivial. The former fate is also wont to befall its author. But life is short, and truth works far and lives long: let us speak the truth.

Written at Dresden in August 1818.

Preface To The Second Edition

Not to my contemporaries, not to my compatriots – to mankind I commit my now completed work in the confidence that it will not be without value for them, even if this should be late recognised, as is commonly the lot of what is good. For it cannot have been for the passing generation, engrossed with the delusion of the moment, that my mind, almost against my will, has uninterruptedly stuck to its work through the course of a long life. And while the lapse of time has not been able to make me doubt the worth of my work, neither has the lack of sympathy; for I constantly saw the false and the bad, and finally the absurd and senseless,2 stand in universal admiration and honour, and I bethought myself that if it were not the case those who are capable of recognising the genuine and right are so rare that we may look for them in vain for some twenty years, then those who are capable of producing it could not be so few that their works afterwards form an exception to the perishableness of earthly things; and thus would be lost the reviving prospect of posterity which every one who sets before himself a high aim requires to strengthen him.

Whoever seriously takes up and pursues an object that does not lead to material advantages, must not count on the sympathy of his contemporaries. For the most part he will see, however, that in the meantime the superficial aspect of that object becomes current in the world, and enjoys its day; and this is as it should be. The object itself must be pursued for its own sake, otherwise it cannot be attained; for any design or intention is always dangerous to insight. Accordingly, as the whole history of literature proves, everything of real value required a long time to gain acceptance, especially if it belonged to the class of instructive, not entertaining, works; and meanwhile the false flourished. For to combine the object with its superficial appearance is difficult, when it is not impossible. Indeed that is just the curse of this world of want and need, that everything must serve and slave for these; and therefore it is not so constituted that any noble and sublime effort, like the endeavour after light and truth, can prosper unhindered and exist for its own sake. But even if such an endeavour has once succeeded in asserting itself, and the conception of it has thus been introduced, material interests and personal aims will immediately take possession of it, in order to make it their tool or their mask. Accordingly, when Kant brought philosophy again into repute, it had soon to become the tool of political aims from above, and personal aims from below; although, strictly speaking, not philosophy itself, but its ghost, that passes for it. This should not really astonish us; for the incredibly large majority of men are by nature quite incapable of any but material aims, indeed they can conceive no others. Thus the pursuit of truth alone is far too lofty and eccentric an endeavour for us to expect all or many, or indeed even a few, faithfully to take part in. If yet we see, as for example at present in Germany, a remarkable activity, a general moving, writing, and talking with reference to philosophical subjects, we may confidently assume that, in spite of solemn looks and assurances, only real, not ideal aims, are the actual primum mobile, the concealed motive of such a movement; that it is personal, official, ecclesiastical, political, in short, material ends that are really kept in view, and consequently that mere party ends set the pens of so many pretended philosophers in such rapid motion. Thus some design or intention, not the desire of insight, is the guiding star of these disturbers of the peace, and truth is certainly the last thing that is thought of in the matter. It finds no partisans; rather, it may pursue its way as silently and unheeded through such a philosophical riot as through the winter night of the darkest century bound in the rigid faith of the church, when it was communicated only to a few alchemists as esoteric learning, or entrusted it may be only to the parchment. Indeed I might say that no time can be more unfavourable to philosophy than that in which it is shamefully misused, on the one hand to further political objects, on the other as a means of livelihood. Or is it believed that somehow, with such effort and such a turmoil, the truth, at which it by no means aims, will also be brought to light? Truth is no prostitute, that throws herself away upon those who do not desire her; she is rather so coy a beauty that he who sacrifices everything to her cannot even then be sure of her favour.

If Governments make philosophy a means of furthering political ends, learned men see in philosophical professorships a trade that nourishes the outer man just like any other; therefore they crowd after them in the assurance of their good intentions, that is, the purpose of subserving these ends. And they keep their word: not truth, not clearness, not Plato, not Aristotle, but the ends they were appointed to serve are their guiding star, and become at once the criterion of what is true, valuable, and to be respected, and of the opposites of these. Whatever, therefore, does not answer these ends, even if it were the most important and extraordinary things in their department, is either condemned, or, when this seems hazardous, suppressed by being unanimously ignored. Look only at their zeal against pantheism; will any simpleton believe that it proceeds from conviction? And, in general, how is it possible that philosophy, degraded to the position of a means of making one's bread, can fail to degenerate into sophistry? Just because this is infallibly the case, and the rule, “I sing the song of him whose bread I eat,” has always held good, the making of money by philosophy was regarded by the ancients as the characteristic of the sophists. But we have still to add this, that since throughout this world nothing is to be expected, can be demanded, or is to be had for gold but mediocrity, we must be contented with it here also. Consequently we see in all the German universities the cherished mediocrity striving to produce the philosophy which as yet is not there to produce, at its own expense and indeed in accordance with a predetermined standard and aim, a spectacle at which it would be almost cruel to mock.

While thus philosophy has long been obliged to serve entirely as a means to public ends on the one side and private ends on the other, I have pursued the course of my thought, undisturbed by them, for more than thirty years, and simply because I was obliged to do so and could not help myself, from an instinctive impulse, which was, however, supported by the confidence that anything true one may have thought, and anything obscure one may have thrown light upon, will appeal to any thinking mind, no matter when it comprehends it, and will rejoice and comfort it. To such an one we speak as those who are like us have spoken to us, and have so become our comfort in the wilderness of this life. Meanwhile the object is pursued on its own account and for its own sake. Now it happens curiously enough with philosophical meditations, that precisely that which one has thought out and investigated for oneself, is afterwards of benefit to others; not that, however, which was originally intended for others. The former is confessedly nearest in character to perfect honesty; for a man does not seek to deceive himself, nor does he offer himself empty husks; so that all sophistication and all mere talk is omitted, and consequently every sentence that is written at once repays the trouble of reading it. Thus my writings bear the stamp of honesty and openness so distinctly on the face of them, that by this alone they are a glaring contrast to those of three celebrated sophists of the post-Kantian period. I am always to be found at the standpoint of reflection, i. e., rational deliberation and honest statement, never at that of inspiration, called intellectual intuition, or absolute thought; though, if it received its proper name, it would be called empty bombast and charlatanism. Working then in this spirit, and always seeing the false and bad in universal acceptance, yea, bombast3 and charlatanism4 in the highest honour, I have long renounced the approbation of my contemporaries. It is impossible that an age which for twenty years has applauded a Hegel, that intellectual Caliban, as the greatest of the philosophers, so loudly that it echoes through the whole of Europe, could make him who has looked on at that desirous of its approbation. It has no more crowns of honour to bestow; its applause is prostituted, and its censure has no significance. That I mean what I say is attested by the fact that if I had in any way sought the approbation of my contemporaries, I would have had to strike out a score of passages which entirely contradict all their opinions, and indeed must in part be offensive to them. But I would count it a crime to sacrifice a single syllable to that approbation. My guiding star has, in all seriousness, been truth. Following it, I could first aspire only to my own approbation, entirely averted from an age deeply degraded as regards all higher intellectual efforts, and a national literature demoralised even to the exceptions, a literature in which the art of combining lofty words with paltry significance has reached its height. I can certainly never escape from the errors and weaknesses which, in my case as in every one else's, necessarily belong to my nature; but I will not increase them by unworthy accommodations.

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