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The Law of Civilization and Decay
Finally, in the last great struggle, when Camillus was made dictator to coerce the people, he found himself impotent. The monied oligarchy collapsed when confronted with an armed force; and Camillus, reduced to act as mediator, vowed a temple to Concord, on the passage of the Licinian Laws.14 The Licinian Laws provided for a partial liquidation, and also for an increase of the means of the debtor class by redistribution of the public land. This land had been seized in war, and had been monopolized by the patricians without any particular legal right. Licinius obtained a statute by which back payments of interest should be applied to extinguishing the principal of debts, and balances then remaining due should be liquidated in three annual instalments. He also limited the quantity of the public domain which could be held by any individual, and directed that the residue which remained after the reduction of all estates to that standard should be distributed in five-acre lots.
Pyrrhus saw with a soldier’s eye that Rome’s strength did not lie in her generals, who were frequently his inferiors, but in her farmers, whom he could not crush by defeat, and this was the class which was favoured by the Licinian Laws. They multiplied greatly when the usurers capitulated, and, as Macaulay remarked, the effect of the reform was “singularly happy and glorious.” It was indeed no less than the conquest of Italy. Rome, “while the disabilities of the plebeians continued … was scarcely able to maintain her ground against the Volscians and Hernicans. When those disabilities were removed, she rapidly became more than a match for Carthage and Macedon.”15
But nature’s very bounty to the Roman husbandman and soldier proved his ruin. Patient of suffering, enduring of fatigue, wise in council, fierce in war, he routed all who opposed him; and yet the vigorous mind and the robust frame which made him victorious in battle, were his weakness when at peace. He needed costly nutriment, and when brought into free economic competition with Africans and Asiatics, he starved. Such competition resulted directly from foreign conquests, and came rapidly when Italy had consolidated, and the Italians began to extend their power over other races. Nearly five centuries intervened between the foundation of the city and the defeat of Pyrrhus, but within little more than two hundred years from the victory of Beneventum, Rome was mistress of the world.
Indeed, beyond the peninsula, there was not much, save Carthage, to stop the march of the legions. After the death of Alexander, in 323 B.C., Greece fell into decline, and by 200, when Rome attacked Macedon, she was in decrepitude. The population of Asia Minor, Syria, and Egypt was not martial, and had never been able to cope in battle with the western races; while Spain and Gaul, though inhabited by fierce and hardy tribes, lacked cohesion, and could not withstand the onset of organized and disciplined troops. Distance, therefore, rather than hostile military force, fixed the limit of the ancient centralization, for the Romans were not maritime, and consequently failed to absorb India or discover America. Thus their relatively imperfect movement made the most material difference between the ancient and modern economic system.
By conquest the countries inhabited by races of a low vitality and great tenacity of life were opened both for trade and slaving, and their cheap labour exterminated the husbandmen of Italy. Particularly after the annexation of Asia Minor this labour overran Sicily, and the cultivation of the cereals by the natives became impossible when the island had been parcelled out into great estates stocked by capitalists with eastern slaves who, at Rome, undersold all competitors. During the second century the precious metals poured into Latium in a flood, great fortunes were amassed and invested in land, and the Asiatic provinces of the Empire were swept of their men in order to make these investments pay. No data remain by which to estimate, even approximately, the size of this involuntary migration, but it must have reached enormous numbers, for sixty thousand captives were the common booty of a campaign, and after provinces were annexed they were depopulated by the publicans.
The best field hands came from the regions where poverty had always been extreme, and where, for countless generations, men had been inured to toil on scanty food. Districts like Bithynia and Syria, where slaves could be bought for little or nothing, had always been tilled by races far more tenacious of life than any Europeans. After Lucullus plundered Pontus, a slave brought only four drachmæ, or, perhaps, seventy cents.16 On the other hand, competition grew sharper among the Italians themselves. As capital accumulated in the hands of the strongest, the poor grew poorer, and pauperism spread. As early as the Marsian War, in 90 B.C., Lucius Marcius Philippus estimated that there were only two thousand wealthy families among the burgesses. In about three hundred years nature had culled a pure plutocracy from what had been originally an essentially martial race.
The primitive Roman was a high order of husbandman, who could only when well fed flourish and multiply. He was adapted to that stage of society when the remnants of caste gave a certain fixity of tenure to the farmer, and when prices were maintained by the cost of communication with foreign countries. As the world centralized, through conquest, these barriers were swept away. Economic competition became free, land tended to concentrate in fewer and fewer hands, and this land was worked by eastern slaves, who reduced the wages of labour to the lowest point at which the human being can survive.
The effect was to split society in halves, the basis being servile, and the freemen being separated into a series of classes, according to the economic power of the mind. Wealth formed the title to nobility of the great oligarchy which thus came to constitute the core of the Empire. At the head stood the senators, whose rank was hereditary unless they lost their property, for to be a senator a man had to be rich. Augustus fixed $48,000 as the minimum of the senatorial fortune, and made up the deficiency to certain favoured families,17 but Tiberius summarily ejected spendthrifts.18 All Latin literature is redolent of money. Tacitus, with an opulent connection, never failed to speak with disdain of the base-born, or, in other words, of the less prosperous. “Poppæus Sabinus, a man of humble birth,” raised to position by the caprice of two emperors;19 “Cassius Severus, a man of mean extraction”;20 and, in the poetry of antiquity, there are few more famous lines than those in which Juvenal has described the burden of poverty:
“Haud facile emergunt, quorum virtutibus obstatRes angusta domi.”21Perhaps no modern writer has been so imbued with the spirit of the later Empire as Fustel de Coulanges, and on this subject he has been emphatic. Not only were the Romans not democratic, but at no period of her history did Rome love equality. In the Republic rank was determined by wealth. The census was the basis of the social system. Every citizen had to declare his fortune before a magistrate, and his grade was then assigned him. “Poverty and wealth established the legal differences between men.”
The first line of demarcation lay between those who owned land and those who did not. The former were assidui: householders rooted in the soil. The latter were proletarians. The proletarians were equal in their poverty; but the assidui were unequal in their wealth, and were consequently divided into five classes. Among these categories all was unequal – taxes, military service, and political rights. They did not mix together.
“If one transports oneself to the last century of the Republic … one finds there an aristocracy as strongly consolidated as the ancient patrician… At the summit came the senatorial order. To belong to it the first condition was to possess a great fortune… The Roman mind did not understand that a poor man could belong to the aristocracy, or that a rich man was not part of it.”22
Archaic customs lingered late in Rome, for the city was not a centre of commercial exchanges; and long after the death of Alexander, when Greece passed its meridian, the Republic kept its copper coinage. Regulus farmed his field with a single slave and a hired servant, and there was, in truth, nothing extraordinary in the famous meeting with Cincinnatus at the plough, although such simplicity astonished a contemporary of Augustus. Advancing centralization swept away these ancient customs, a centralization whose march is, perhaps, as sharply marked by the migration of vagrants to the cities, as by any single phenomenon. Vagrant paupers formed the proletariat for whose relief the “Frumentariæ Leges” were framed; and yet, though poor-laws in some form are considered a necessity in modern times, few institutions of antiquity have been more severely criticised than those regulating charity. From the time of Cato downward, the tendency has been to maintain that at Rome demagogues fed the rabble at the cost of the lives of the free-holders.
Probably the exact converse is the truth; the public gifts of food appear to have been the effect of the ruin of agriculture, and not its cause. After the Italian husbandmen had been made insolvent by the competition of races of lower vitality, they flocked starving to the capital, but it was only reluctantly that the great speculators in grain, who controlled the Senate, admitted the necessity of granting State aid to the class whom they had destroyed.
Long before the Punic Wars the Carthaginians had farmed Sicily on capitalistic principles; that is to say, they had stocked domains with slaves, and had traded on the basis of large sales and narrow profits. The Romans when they annexed the island only carried out this system to its logical end. Having all Asia Minor to draw upon for labour, they deliberately starved and overworked their field-hands, since it was cheaper to buy others than to lose command of the market. The familiar story of the outbreak of the Servile War, about 134 B.C., shows how far the contemporaries of the Sicilian speculators believed them capable of going.
Damophilus, an opulent Sicilian landlord, being one day implored by his slaves to have pity on their nakedness and misery, indignantly demanded why they went hungry and cold, with arms in their hands, and the country before them. Then he bound them to stakes and flayed them with the lash.23
The reduction of Syracuse by Marcellus broke the Carthaginian power in the island, and, after the fall of Agrigentum in 210 B.C., the pacification of the country went on rapidly. Probably from the outset, even in the matter of transportation, the provinces of the mainland were at a disadvantage because of the cheapness of sea freights, but at all events the opening of the Sicilian grain trade had an immediate and disastrous effect on Italy. The migration of vagrants to Rome began forthwith, and within seven years, 203 B.C., a public distribution of wheat took place, probably by the advice of Scipio. Nevertheless the charity was private and not gratuitous. On the contrary, a charge of six sesterces, or twenty-five cents the bushel, was made, apparently near half the market rate, a price pretty regularly maintained on such occasions down to the Empire. This interval comprehended the whole period of the Sicilian supremacy in the corn trade, for in 30 B.C. Egypt was annexed by Augustus.
The distress which followed upon free trade with Egypt finally broke down the resistance of the rich to gratuitous relief for the poor. Previously the opposition to State aid had been so stubborn that until 123 B.C. no legal provision whatever was made for paupers; and yet the account left by Polybius of the condition of Lombardy toward the middle of the second century shows the complete wreck of agriculture.
“The yield of corn in this district is so abundant that wheat is often sold at four obols a Sicilian medimnus [about eight cents by the bushel, or a little less than two sesterces], barley at two, or a metretes of wine for an equal measure of barley… The cheapness and abundance of all articles of food may also be clearly shown from the fact that travellers in these parts, when stopping at inns, do not bargain for particular articles, but simply ask what the charge is per head for board. And for the most part the innkeepers are content” with half an as (about half a cent) a day.24
These prices indicate a lack of demand so complete, that the debtors among the peasantry must have been ruined, and yet tax-payers remained obdurate. Gratuitous distributions were tried in 58 B.C. by the Lex Clodia, but soon abandoned as costly, and Cæsar applied himself to reducing the outlay on the needy. He hoped to reach his end by cutting down the number of grain-receivers one-half, by providing that no grain should be given away except on presentation of a ticket, and by ordering that the number of ticket-holders should not be increased. The law of nature prevailed against him, for the absorption of Egypt in the economic system of the Empire, marked, in the words of Mommsen “the end of the old and the beginning of a new epoch.”25
Among the races which have survived through ages upon scanty nutriment, none have, perhaps, excelled the Egyptian fellah. Even in the East no peasantry has probably been so continuously overworked, so under-paid, and so taxed.
“If it is the aim of the State to work out the utmost possible amount from its territory, in the Old World the Lagids were absolutely the masters of statecraft. In particular they were in this sphere the instructors and the models of the Cæsars.”26
In the first century Egypt was, as it still is, preeminently a land of cheap labour; but it was also something more. The valley of the Nile, enriched by the overflow of the river, returned an hundred-fold, without manure; and this wonderful district was administered, not like an ordinary province, but like a private farm belonging to the citizens of Rome. The emperor reserved it to himself. How large a revenue he drew from it is immaterial; it suffices that one-third of all the grain consumed in the capital came from thence. According to Athenæus, some of the grain ships in use were about 420 feet long by 57 broad, or nearly the size of a modern steamer in the Atlantic trade.27 From the beginning of the Christian era, therefore, the wages of the Egyptian fellah regulated the price of the cereals within the limits where trade was made free by Roman consolidation, and it is safe to say that, thenceforward, such of the highly nourished races as were constrained to sustain this competition, were doomed to perish. It is even extremely doubtful whether the distributions of grain by the government materially accelerated the march of the decay. Spain should have been far enough removed from the centre of exchanges to have had a certain local market of her own, and yet Martial, writing about 100 A.D., described the Spanish husbandman eating and drinking the produce he could not sell, and receiving but four sesterces the bushel for his wheat, which was the price paid by paupers in the time of Cicero.28
Thus by economic necessity great estates were formed in the hands of the economically strong. As the value of cereals fell, arable land passed into vineyards or pasture, and, the provinces being unable to sustain their old population, eviction went on with gigantic strides. Had the Romans possessed the versatility to enable them to turn to industry, factories might have afforded a temporary shelter to this surplus labour, but manufactures were monopolized by the East; therefore the beggared peasantry were either enslaved for debt, or wandered as penniless paupers to the cities, where gradually their numbers so increased as to enable them to extort a gratuitous dole. Indeed, during the third century, their condition fell so low that they were unable even to cook the food freely given them, and Aurelian had their bread baked at public ovens.29
As centralization advanced with the acceleration of human movement, force expressed itself more and more exclusively through money, and the channel in which money chose to flow was in investments in land. The social system fostered the growth of large estates. The Romans always had an inordinate respect for the landed magnate, and a contempt for the tradesman. Industry was reputed a servile occupation, and, under the Republic, the citizen who performed manual labour was almost deprived of political rights. Even commerce was thought so unworthy of the aristocracy that it was forbidden to senators. “The soil was always, in this Roman society, the principal source and, above all, the only measure of wealth.”
A law of Tiberius obliged capitalists to invest two-thirds of their property in land. Trajan not only exacted of aspirants to office that they should be rich, but that they should place at least one-third of their fortune in Italian real estate; and, down to the end of the Empire, the senatorial class “was at the same time the class of great landed proprietors.”30
The more property consolidated, the more resistless the momentum of capital became. Under the Empire small properties grew steadily rarer, and the fewer they were, the greater the disadvantage at which their owners stood. The small farmer could hardly sustain himself in competition with the great landlord. The grand domain of the capitalist was not only provided with a full complement of labourers, vine-dressers, and shepherds, but with the necessary artisans. The poor farmer depended on his rich neighbour even for his tools. “He was what a workman would be to-day who, amidst great factories, worked alone.”31 He bought dearer and sold cheaper, his margin of profit steadily shrunk; at last he was reduced to a bare subsistence in good years, and the first bad harvest left him bankrupt.
The Roman husbandman and soldier was doomed, for nature had turned against him; the task of history is but to ascertain his fate, and trace the fortunes of his country after he had gone.
Of the evicted, many certainly drifted to the cities and lived upon charity, forming the proletariat, a class alike despised and lost to self-respect: some were sold into slavery, others starved; but when all deductions have been made, a surplus is left to be accounted for, and there is reason to suppose that these stayed on their farms as tenants to the purchasers.
In the first century such tenancies were common. The lessee remained a freeman, under no subjection to his landlord, provided he paid his rent; but in case of default the law was rigorous. Everything upon the land was liable as a pledge, and the tenant himself was held in pawn unless he could give security for what he owed. In case, therefore, of prolonged agricultural depression, all that was left of the ancient rural population could hardly fail to pass into the condition of serfs, bound to the land by debts beyond the possibility of payment.
That such a depression actually occurred, and that it extended through several centuries, is certain. Nor is it possible that its only cause was Egyptian competition, for had it been so, an equilibrium would have been reached when the African exchanges had been adjusted, whereas a continuous decline of prices went on until long after the fall of the Western Empire. The only other possible explanation of the phenomenon is that a contraction of the currency began soon after the death of Augustus, and continued without much interruption down to Charlemagne. Between the fall of Carthage and the birth of Christ, the Romans plundered the richest portions of the world west of the Indus; in the second century, North Africa, Macedon, Spain, and parts of Greece and Asia Minor; in the first, Athens, Cappadocia, Syria, Gaul, and Egypt. These countries yielded an enormous mass of treasure, which was brought to Rome as spoil of war, but which was not fixed there by commercial exchanges, and which continually tended to flow back to the natural centres of trade. Therefore, when conquests ceased, the sources of new bullion dried up, and the quantity held in Italy diminished as the balance of trade grew more and more unfavourable.
Under Augustus the precious metals were plenty and cheap, and the prices of commodities were correspondingly high; but a full generation had hardly passed before a dearth began to be felt, which manifested itself in a debasement of the coinage, the surest sign of an appreciation of the currency.
Speaking generally, the manufactures and the more costly products of antiquity came from countries to the east of the Adriatic, while the West was mainly agricultural; and nothing is better established than that luxuries were dear under the Empire, and food cheap.32 Therefore exchanges were unfavourable to the capital from the outset; the exports did not cover the imports, and each year a deficit had to be made good in specie.
The Romans perfectly understood the situation, and this adverse balance caused them much uneasiness. Tiberius dwelt upon it in a letter to the Senate as early as 22 A.D. In that year the ædiles brought forward proposals for certain sumptuary reforms, and the Senate, probably to rid itself of a delicate question, referred the matter to the executive. Most of the emperor’s reply is interesting, but there is one particularly noteworthy paragraph. “If a reform is in truth intended, where must it begin? and how am I to restore the simplicity of ancient times?.. How shall we reform the taste for dress?.. How are we to deal with the peculiar articles of female vanity, and, in particular, with that rage for jewels and precious trinkets, which drains the Empire of its wealth, and sends, in exchange for bawbles, the money of the Commonwealth to foreign nations, and even to the enemies of Rome?”33 Half a century later matters were, apparently, worse, for Pliny more than once returned to the subject. In the twelfth book of his Natural History, after enumerating the many well-known spices, perfumes, drugs, and gems, which have always made the Eastern trade of such surpassing value, he estimated that at the most moderate computation 100,000,000 sesterces, or about $4,000,000 in coin, were annually exported to Arabia and India alone; and at a time when silk was worth its weight in gold, the estimate certainly does not seem excessive. He added, “So dear do pleasures and women cost us.”34
The drain to Egypt and the Asiatic provinces could hardly have been much less serious. Adrian almost seems to have been jealous of the former, for in his letter to Servianus, after having criticised the people, he remarked that it was also a rich and productive country “in which no one was idle,” and in which glass, paper and linen were manufactured.35 The Syrians were both industrial and commercial. Tyre, for example, worked the raw silk of China, dyed and exported it. The glass of Tyre and Sidon was famous; the local aristocracy were merchants and manufacturers, “and, as later the riches acquired in the East flowed to Genoa and Venice, so then the commercial gains of the West flowed back to Tyre and Apamea.”36
Within about sixty years from the final consolidation of the Empire under Augustus, this continuous efflux of the precious metals began to cause the currency to contract, and prices to fall; and the first effect of shrinking values appears to have been a financial crisis in 33 A.D. Probably the diminution in the worth of commodities relatively to money, had already made it difficult for debtors to meet their liabilities, for Tacitus has prefaced his story by pointing out that usury had always been a scourge of Rome, and that just previous to the panic an agitation against the money-lenders had begun with a view to enforcing the law regarding interest. As most of the senators were deep in usury they applied for protection to Tiberius, who granted what amounted to a stay of proceedings, and then, as soon as the capitalists felt themselves safe, they proceeded to take their revenge. Loans were called, accommodation refused, and mortgagors were ruthlessly sold out. “There was great scarcity of money … and, on account of sales on execution, coin accumulated in the imperial, or the public treasury. Upon this the Senate ordered that every one should invest two-thirds of his capital on loan, in Italian real estate; but the creditors called in the whole, nor did public opinion allow debtors to compromise.” Meanwhile there was great excitement but no relief, “as the usurers hoarded for the purpose of buying low. The quantity of sales broke the market, and the more liabilities were extended, the harder liquidation became. Many were ruined, and the loss of property endangered social station and reputation.”37 The panic finally subsided, but contraction went on and next showed itself, twenty-five years later, in adulterated coinage. From the time of the Punic Wars, about two centuries and a half before Christ, the silver denarius, worth nearly seventeen cents, had been the standard of the Roman currency, and it kept its weight and purity unimpaired until Nero, when it diminished from 1⁄84 to 1⁄96 of a pound of silver, the pure metal being mixed with 1⁄10 of copper.38 Under Trajan, toward 100 A.D., the alloy reached twenty per cent; under Septimius Severus a hundred years later it had mounted to fifty or sixty per cent, and by the time of Elagabalus, 220 A.D., the coin had degenerated into a token of base metal, and was repudiated by the government.