The Fontana History of Chemistry

The other great post-Aristotelian system of philosophy, Stoicism, because it adopted and adapted considerable parts of Aristotelianism, was more influential. Founded by the Athenian, Zeno (342–270 BC), during the fourth century BC and refined and developed up to the time of Seneca in the first century AD, Stoicism retained Aristotle’s plenistic physics and argued for the indefinite divisibility of matter. Stoics laid stress on the analogy between macrocosm and microcosm, the heavens and the earth, and distinguished between inert matter and a more active form, the latter being called the pneuma, or vital spirit. Pneuma pervaded the whole cosmos and brought about generation as well as decay. Ordinary substances, as Empedocles and Aristotle had taught, were composed from the four elements, albeit hot and dry, fire and air were more active than passive wet and cold, water and earth. From this it was but a short step to interpreting air and fire as forms of pneuma, and pneuma as the glue or force that bound passive earth and water into cohesive substances. The concept was to have a profound effect on the interpretation of distillation.

Chemical compounds (an anachronism, of course) were mixtures of these four elements in varying proportions – albeit Aristotle’s and the Stoics’ views were rather more sophisticated than this bald statement suggests. The central theorem of alchemy, transmutation, could be seen in one of two ways, either as what we would call chemical change caused by the different proportions of elements and their rearrangement, or as a real transmutation in which the qualities of the elements are transformed. Alchemy allowed far more ‘transmutations’ than later chemistry was to allow, for it permitted the transmutation of lead or other common metals into gold or some other precious metal. A real transmutation of lead and gold was to be achieved by stripping lead of its qualities and replanting the basic matter that was left with the qualities and attributes of gold. Since lead was dense, soft and grey, while gold was dense, soft and yellow, only a change of colour seemed significant. However, although alchemy is usually taken to be the science of restricted metallic transmutations, it is worth emphasizing that it was really concerned with all chemical changes. In that very general sense, alchemy was the basis of chemistry.

One of the most important geographical areas for the creation of alchemy was Egypt during the Hellenistic period from about 300 BC to the first century AD. Egypt was then a melting pot for Greek philosophy, oriental and Christian religions, astrology, magic, Hermeticism and Gnosticism, as well as trade and technology. Hermeticism, which took its title from Hermes, the Greek form of the Egyptian deity, Thoth, the father of all book learning, was a blend of Egyptian religion, Babylonian astrology, Platonism and Stoicism. Its vast literature, the Hermetic books, supposedly written by Hermes Trismegistus, was probably compiled in Egypt during the second century BC. Gnosticism, on the other hand, was an ancient Babylonian religious movement, which stressed the dualism between light and darkness, good and evil. Gnosis was knowledge obtained only through inner illumination, and not through reason or faith. Humankind was assured of redemption only from this inner enlightenment. Gnosticism both competed with early Christianity and influenced the writing of the Gospels. As its texts show, however, Gnosticism was as much influenced by contemporary alchemy as it influenced alchemical language. For example, in the Gnostic creation story, chemical expressions referring to sublimation and distillation are found, as in the phrase ‘the light and the heavy, those which rise to the top and those which sink to the bottom’. The most important of the Gnostics, Theodotos, who lived in the second century AD, used metaphors of refining, filtering, purifying and mixing, which some historians think he may have drawn from the alchemical school of Mary the Jewess. When Gnostic language is met in alchemical texts of the period, such as the Dialogue of Kleopatra and the Philosophers, however, it is difficult to know whether the author is referring to the death and revivification of metals or to the death and regeneration of the human soul. Exoteric alchemy had become inextricably bound with esoteric alchemy.

Most historians have seen three distinctive threads leading towards the development of Hellenistic alchemy: the empirical technology and Greek theories of matter already referred to, and mysticism – an unsatisfactory word that refers to a rag-bag of magical, religious and seemingly irrational and unscientific practices. Undoubtedly this third ingredient left its mark on the young science, and it in turn has left its mark on ‘mysticism’ right up until the twentieth century. In Hellenistic Egypt, as in Confucian China, there was a distinctive tendency to turn aside from observation and experiment and the things of this world to seek solace in mystical and religious revelations. It was the absorption of this element into alchemy that splintered its adherents into groups with different purposes and which later helped to designate alchemy as a pseudo-science.

Recent studies have shown the considerable extent of pharmacological knowledge within the Arabic tradition. This tradition was to furnish the Latin west with large numbers of chemical substances and apparatus. It was clearly already well established in Greek alchemy, and it is to medicine that the historian must also look for another of alchemy’s foundation stones. For it was the Greek pharmacists who mixed, purified, heated and pulverized minerals and plants to make salves and tinctures. In Greek texts the word for a chemical reagent is, significantly, pharmakon.

The modern conspectus is, therefore, that practical alchemy was the bastard child of medicine and pharmacy, as well as of dyeing and metallurgy. By applying Aristotelian, Neoplatonic, Gnostic and Stoic ideas to the practices of doctors and artisans, Greek alchemists reinterpreted practice as transmutation. This point is especially clear in a seventh-century AD text by Stephanos of Alexandria, ‘On the great and sacred art, or the making of gold’, in which he attacked goldsmiths for practising aurifiction. If such craftsmen had been properly educated in philosophy, he commented, they would know that gold could be made by means of an actual transformation.

For one group of such-minded alchemical philosophers, astrology, magic and religious ritual grew at the expense of laboratory and workshop practice. Alchemical symbolism and allegory appealed strongly to the early Gnostics and Neoplatonists. The ‘death’ of metals, their ‘resurrection’ and ‘perfection’ as gold or purple dyes were symbolical of the death, resurrection and perfection of Christ and of what should, ideally, happen to the human soul. This esoteric alchemy is more the province of the psychologist and psychiatrist, as Jung claimed, or of the historian of religion and anthropology, than of the historian of chemistry. Nevertheless, as in the case of Isaac Newton, the historian of science must at all times be aware that, until the nineteenth century at least, most scientific activities were, fundamentally, religious ones. The historian of chemistry must not be surprised to find that even the most transparent of experimental texts may contain language that is allegorical and symbolical and which is capable of being read in a spiritual way.

Exoteric alchemists continued their experimental labours, discovered much that was useful then and later, and suffered the indignities of bad reputation stemming from less noble confidence tricksters. Another group became interested in theories of matter and promoted discussion of ideas of particles, atoms or minima naturalis. Finally, the artisans and technologists continued with their recipes, uninterested in theoretical abstractions.

The primitive notion that metals grew inside the earth had been supported by Aristotle in his treatise Meteorologica – the title referred to the physics of the earthly, as opposed to the celestial, sphere, and had nothing to do with weather forecasting. Less perfect metals, it was supposed, slowly grew to become more noble metals, like gold. Nature performed this cookery inside her womb over long periods of time – it was for this reason that, during the middle ages, mines were sometimes sealed so as to allow exhausted seams to recover, and for more metals to grow. If one interpreted the artisans’ aurifictions as aurifactions, then it appeared that they had successfully succeeded in repeating Nature’s process in the workshop in a short time. Perhaps further experimentation would bring to light other techniques for accelerating natural alchemical processes.

Although Aristotle had never meant by ‘prime matter’ a tangible stuff that could be separated from substances, this was certainly how later chemists came to think of it. Similarly the tactile qualities became substantialized (substantial forms) and frequently identified with the aerial or liquid products of distillation, or pneuma.

In gold-making, much use of analogy was made. Since there is a cycle of death and regrowth in Nature from the seed, its growth, decay and regeneration as seed once more, the alchemist can work by analogy. Lead is taken and ‘killed’ to remove its form and to produce the primary matter. The new substance is then grown on this compost. In the case of gold, its form is impressed by planting a seed of gold on the unformed matter. To grow this seed, warmth and moisture were requisite, and to perform the process, apparatus of various kinds – stills, furnaces, beakers and baths – was required, much of it already available from artisans or readily adapted from them.

A secret technical vocabulary was developed in order to maintain a closed shop and to conceal knowledge from the uninitiated, a language that through its long history became more and more picturesque and fanciful. In Michael Maier’s Atalanta fugiens (1618), we read that ‘The grey wolf devours the King, after which it is buried on a pyre, consuming the wolf and restoring the King to life.’ All becomes clear when it is realized that this refers to an extraction of gold from its alloys by skimming off lesser metal sulphides formed from a reaction with antimony sulphide and the roasting of the resultant gold – antimony alloy until only gold remains. As Lawrence Principe has noted, this incomprehension on our part is surely little different from today’s mystification when the preparative organic chemist issues the order, ‘dehydrohalogenate vicinal dihalides with amide ion to provide alkynes’. In other words, although alchemists undeniably practised deliberate obfuscation, much of our incomprehension stems from its being in a foreign language, much of whose vocabulary has been lost. On the other hand, we must recognize that obscurity also suited the rulers and nobility of Europe, who patronized alchemists in the hope of solving their monetary problems.

ARABIC AND MEDIEVAL ALCHEMY

Greeks alchemy spread geographically with Christianity and so passed to the Arabs, who were also party to the ideas and practices of Indian and Chinese technologists and alchemists. The story that alchemical texts were burned and alchemists expelled from Egypt by the decree of the Emperor Diocletian in 292 AD appears to be legendary. Alchemy does not seem to have reached the Latin west until the eleventh century, when the first translations from the Arabic began to appear. In Arabic alchemy (the word itself is, of course, Arabic), we meet for the first time the notion of the philosopher’s stone and potable gold or the elixir of life. Both these ideas are found in Chinese alchemy. Two alchemists who were much revered later in the Latin west were Jābir and Rhazes.

Over two thousand writings covering the fields of alchemy, astrology, numerology, medicine and mysticism were attributed to Jābir ibn Hayyān, a shadowy eighth-century figure. In 1942, the German scholar Paul Kraus showed that the entire Arabic Jābirian corpus was the compilation of a Muslim tenth-century religious sect, the Ism’iliya, or Brethren of Purity. No doubt, like Hippocrates, there was a historical Jābir, but the writings that survive and which formed the basis for the Latin writings attributed to Geber were written only in the tenth century. Until very recently, no Arabic originals for the Latin Geber were known and many historians suspected that they were western forgeries, or rather original compilations that exploited the name of the famous Arabic alchemist. William Newman has shown, however, that the Geberian Summa Perfectionis, arguably the most influential of Latin works on alchemy, was definitely based upon manuscripts of Jābirian translations already in circulation, and that it was the work of one Paulus de Tarento, of whom nothing is yet known.

The Jābirian corpus as well as the Latin Summa were important for introducing the sulphur – mercury theory of metallic composition. According to this idea, based upon Aristotle’s explanation in Meteorologica, metals were generated inside the earth by the admixture of a fiery, smoky principle, sulphur, to a watery principle, mercury. This also seems to have been a conflation with Stoic alchemical ideas that metals were held together by a spirit (mercury) and a soul (sulphur). The theory was to lend itself beautifully to symbolic interpretation as a chemical wedding and to lead to vivid conjugal images in later alchemical texts and illustrations. As critics in the Latin west like Albertus Magnus were to point out later, this did not explain satisfactorily how the substantial forms of different metals and minerals were produced. What is most interesting, therefore, is that the Summa clearly speaks of a particulate or corpuscular theory based upon Aristotle’s concession, despite his objection to atomism, that there were minima naturalia, or ‘molecules’ as we would say, which limit the analysis of all substances. The exhalation of the smaller particles of sulphur and mercury inside the earth led to a thickening and mixing together until a solid homogeneity resulted. Metals varied in weight (density or specific gravity) and form because of the differing degrees of packing of their constituent particles – implying that lighter metals had larger particles separated by larger spaces. Since the particles of noble metals such as gold were closely packed, the alchemists’ task, according to the author of the Summa, was to reduce the constituent particles of lighter, baser metals in size and to pack them closer together. Hence the emphasis upon the sublimation of mercury and its fixation in the practical procedures described by Geber. As in the original Jābirian writings, such changes to the density, malleability and colour of metals were ascribed to mercurial agents that were referred to as ‘medicines’, ‘elixirs’ or ‘tinctures’. Although these terms were also adopted in the west, it became even more common to refer to the agent as the ‘philosopher’s stone’ (lapidens philosophorum). References to a stone as the key to transmutation in fact go back to Greek alchemy and have been found in a Cairo manuscript attributed to Agathodaimon, as well as in the earliest known alchemical encyclopedia, the Cheirokmeta attributed to Zosimos (c. 300 AD).

Apart from its influence on alchemical practice, the Summa also contained an important defence of alchemy and, with it, of all forms of technology. Alchemy had always been too practical an art to be included in the curriculum of the medieval university; moreover, it had seemed theologically suspect insofar as it offered sinful humankind the divine power of creation. The Summa author, however, argued that people had the ability to improve on Nature because that was part of their nature and cited, among other things, farmers’ exploitation of grafting and alchemists’ ability to replicate (synthesize) certain chemicals found naturally. As Newman has suggested4:

During this innovative period, alchemical writers and their allies produced a literary corpus which was among the earliest in Latin to actively promote the doctrine that art can equal or outdo the products of nature, and that man can even change the order of the natural world by altering the species of those products. This technological dream, however premature, was to have a lasting effect on the direction taken by Western culture.

Exoteric alchemy, committed as it was to laboratory manipulation, in this way bequeathed a commitment to empiricism in science and emphasized the centrality of experiment.

Al-Razi (850–c. 923), or Rhazes, was a Persian physician and alchemist who practised in Baghdad and who compiled the extremely practical text, Secret of Secrets, which, despite its esoteric title and hint of great promises, was a straightforward manual of chemical practice. Rhazes classified substances into metals, vitriols, boraxes, salts and stones on the grounds of solubilities and tastes, and added sal ammoniac (ammonium chloride), prepared by distilling hair with salt and urine, to the alchemists’ repertory of substances. Sal ammoniac was soon found to be most useful in ‘colouring’ metals and in dissolving them.

A rationalist and systematist, Rhazes seems to have been among the first to have codified laboratory procedures into techniques of purification, separation, mixing and removal of water, or solidification. But although he and other Arabic authorities referred to ‘sharp waters’ obtained in the distillation of mixtures of vitriol, alum, salt, saltpetre and sal ammoniac, it is doubtful whether these were any more than acid salt solutions. On the other hand, it was undoubtedly by following the procedures laid down by Rhazes and by modifying still-heads that Europeans first prepared pure sulphuric, hydrochloric and nitric acids in the thirteenth century.

The Secret of Secrets was divided into sections on substances – a huge list and description of chemicals and minerals – apparatus and recipes. Among the apparatus described and used were beakers, flasks, phials, basins, crystallization dishes and glass vessels, jugs and casseroles, candle and naphtha lamps, braziers, furnaces (athanors), files, spatulas, hammers, ladles, shears, tongs, sand and water baths, hair and linen filters, alembics (stills), aludels, funnels, cucurbits (flasks), and pestles and mortars – indeed, the basic apparatus that was to be found in alchemical, pharmaceutical and metallurgical workshops until the end of the nineteenth century. Similarly, Rhazes’ techniques of distillation, sublimation, calcination and solution were to be the basis for chemical manipulation and chemical engineering from then onwards. We must be careful, however, not to take later European artists’ representations of alchemical workshops at face value.

A few of the techniques described by Rhazes deserve further comment. Calcination originally meant the reduction of any solid to the state of a fine powder, and often involved a change of composition brought about by means of strong heat from a furnace. Only later, say by the eighteenth century, did it come to mean specifically the reduction of a metal to its calx or oxide. There were many different kinds of furnace available and they varied in size according to the task in hand. Charcoal, wood and straw were used (coal was frowned upon because of the unpleasant fumes it produced). The temperature was raised blacksmith-fashion by means of bellows – hence the derogatory names of ‘puffers’ or ‘workers by fire’ that were applied to alchemists. Direct heat was often avoided in delicate reactions by the use of sand, dung or water baths, the latter (the bain-marie) being attributed to the third-century BC woman chemist known as Mary the Jewess. Needless to say, because heating was difficult to control, apparatus broke frequently. Even in the eighteenth century when Lavoisier found need to distil water continuously for a period of months, his tests were continually frustrated by breakages. By the same token, since temperature conditions would have been hard to control and replicate, the repetition of processes under identical conditions was difficult or impossible. However, whether alchemists were aware of this is doubtful.

Distillation, one of the most important procedures in practical chemistry, gave rise to a diversity of apparatus, all of which are the ancestors of today’s oil refineries. Already in 3000 BC there is archaeological evidence of extraction pots being used in the Mesopotamian region. These pots were used by herbalists and perfume makers. A double-rim trough was percolated with holes, the trough itself being filled with perfume-making flowers and herbs in water. When fired, the steam condensed in the lid and percolated back onto the plants below. In a variation of this, no holes were drilled and the distillate was collected directly in the trough around the rim, from where it was probably removed from time to time by means of a dry cloth. In the Mongolian or Chinese still, the distillate fell from a concave roof into a central catch-bowl from which a side-tube led to the outside. Modern experiments, using working glass models of these stills, have shown that5:

the preparation of strong spiritous liquor was, from a technological point of view, a rather simple matter and no civilisation had a distillation apparatus which gave it an advantage.

Even so, although the Chinese probably had distilled alcohol from wine by the fourth century AD, it was several centuries later before it was known in the west. Even earlier, in the second century of our era, the Chinese had discovered how to concentrate alcohol by a freezing process, whereby separation was achieved by freezing water and leaving concentrated alcohol behind.

The observation of distillation also provided a solution to the theoretical problem of what made solid materials cohere. The binding material could not be Aristotelian water since this patently could not be extracted from a heated stone. Distillation of other materials showed, however, that an ‘oily’ distillate commonly succeeded the ‘aqueous’ fraction that first boiled off at a lower temperature. It could be argued, therefore, that an ‘unctuous’, or fatty, moisture was the cohesive binder of solid bodies. This notion that ‘earths’ contained a fatty material was still to be found in Stahl’s theory of phlogiston in the eighteenth century.

An improvement on distillation techniques was apparently first made by Alexandrian alchemists in the first century AD – though, in the absence of recorded evidence, it is just as likely that these alchemists were merely adopting techniques and apparatus from craftsmen and pharmacists. This is particularly evident in the ‘kerotakis’, which took its name from the palette used by painters and artists. This wedge-shaped palette was fitted into an ambix (still-head) as a shelf to contain a substance that was to be reacted with a boiling liquid, which would condense, drip or sublime onto it. These alchemists made air cooling in the distillation process more efficient by separating the distillate off by a continuous process and raising the ambix well above the bikos or cucurbit vessel embedded in the furnace or sand bath. (In 1937 the word Ambix was adopted by the Society for the History of Alchemy and Early Chemistry as the title of the journal that ever since has played an important role in the history of chemistry.) In the Latin west the word alembic (from the Arabic form of ambix, ‘al-anbiq’) came to denote the complete distillation apparatus. By its means, rose waters, other perfumes and, most importantly, mineral acids and alcohol began to be prepared and explored in the thirteenth century.

Continuous distillations were also made possible in the ‘pelican’, so-called because of its arms, which bore resemblance to that bird’s wings. Such distillations were believed to be significant by alchemists, who were much influenced by Jābir’s reputed success at ‘projection’ (the preparation of gold) after 700 distillations. The more efficient cooling of a distillate outside the still-head appears to have been a European contribution developed in the twelfth century. Alchemists and technologists referred to these as water-cooled stills or ‘serpents’. This more efficient cooling of the distillate probably had something to do with the preparation of alcohol in the twelfth century, some centuries after the Chinese. This became an important solvent as well as beverage in pharmacy. By then chemical apparatus was becoming commonly made of glass. It should be noted that, although ‘alcohol’ is an Arabic word, it had first meant antimony sulphide, ‘kohl’. In the Latin west, alcohol was initially called ‘aqua vitae’ or ‘aqua ardens’ (the water that burns), and only in the sixteenth century was it renamed alcohol. It had also been named the ‘quintessence’, or fifth essence, by the fourteenth-century Spanish Franciscan preacher, John of Rupescissa, in an influential tract, De consideratione quintae essentiae. According to John, alcohol, the product of the distillation of wines, possessed great healing powers from the fact that it was the essence of the heavens. An even more powerful medicine was obtained when the sun, gold, was dissolved in it to produce ‘potable gold’. John’s advocation of the quintessence was extremely important since it encouraged pharmacists to try and extract other quintessences from herbs and minerals, and thus to usher in the age of iatrochemistry in the sixteenth century. Here was the parting of the ways of alchemy and chemistry.